-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B1jO7Hfx9Pn9dpHMHTAOmUM2AtpdrqA4Jp4vxQIbn4Uqz3Z26dYDXVBis7f6+Tdi 4pGecvucJiPDqFwMwVaZ/A== 0001179110-07-000392.txt : 20070104 0001179110-07-000392.hdr.sgml : 20070104 20070104150138 ACCESSION NUMBER: 0001179110-07-000392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALE JOHNSON DAVID CENTRAL INDEX KEY: 0001183437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23911 FILM NUMBER: 07508791 BUSINESS ADDRESS: STREET 1: 1410 SW JEFFERSON STREET CITY: PORTLAND STATE: OR ZIP: 97201-2548 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOG CUTTER CAPITAL GROUP INC CENTRAL INDEX KEY: 0001048566 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522081138 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1631 SW COLUMBIA STREET CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 5037216500 MAIL ADDRESS: STREET 1: 1310 S W 17TH ST CITY: PORTLAND STATE: OR ZIP: 97201 FORMER COMPANY: FORMER CONFORMED NAME: WILSHIRE REAL ESTATE INVESTMENT TRUST INC DATE OF NAME CHANGE: 19971027 4 1 edgar.xml FORM 4 - X0202 4 2006-12-29 0 0001048566 FOG CUTTER CAPITAL GROUP INC FCCG.PK 0001183437 DALE JOHNSON DAVID C/O FOG CUTTER CAPITAL GROUP INC. 1410 SW JEFFERSON STREET PORTLAND OR 97201 0 1 0 0 Chief Investment Officer Stock option (right to buy) 2.25 2006-12-29 4 D 0 5000 0 D 2001-10-28 2011-10-28 Common Stock 5000 0 D Stock option (right to buy) 2.70 2006-12-29 4 D 0 1500 0 D 2011-12-31 Common Stock 1500 0 D Stock option (right to buy) 2.59 2006-12-29 4 D 0 1500 0 D 2012-03-31 Common Stock 1500 0 D Stock Option (right to buy) 3.47 2006-12-29 4 D 0 1500 0 D 2012-06-30 Common Stock 1500 0 D Stock option (right to buy) 3.33 2006-12-29 4 D 0 1500 0 D 2012-09-30 Common Stock 1500 0 D Stock option (right to buy) 4.05 2006-12-29 4 D 0 1500 0 D 2012-12-31 Common Stock 1500 0 D Stock option (right to buy) 5.92 2006-12-29 4 D 0 1500 0 D 2013-03-31 Common Stock 1500 0 D Stock option (right to buy) 5.83 2006-12-29 4 D 0 1500 0 D 2013-06-30 Common Stock 1500 0 D Stock option (right to buy) 5.58 2006-12-29 4 D 0 1500 0 D 2013-09-30 Common Stock 1500 0 D Stock option (right to buy) 5.72 2006-12-29 4 D 0 1500 0 D 2013-12-31 Common Stock 1500 0 D Stock option (right to buy) 6.55 2006-12-29 4 D 0 1500 0 D 2014-03-31 Common Stock 1500 0 D Stock option (right to buy) 4.29 2006-12-29 4 D 0 1500 0 D 2014-06-30 Common Stock 1500 0 D Stock option (right to buy) 4.27 2006-12-29 4 D 0 100000 0 D 2014-07-23 Common Stock 100000 0 D Stock option (right to buy) 2.64 2006-12-29 4 D 0 100000 0 D 2016-08-08 Common Stock 100000 0 D Stock option (right to buy) 1.32 2006-12-29 4 A 0 221500 A 2016-12-31 Common Stock 221500 221500 D Option vests in three equal annual installments beginning on December 31, 2002. Option vests in three equal annual installments beginning on March 31, 2003. Option vests in three equal annual installments beginning on June 30, 2003. Option vests in three equal annual installments beginning on September 30, 2003. Option vests in three equal annual installments beginning on December 31, 2003. Option vests in three equal annual installments beginning on March 31, 2004. Option vests in three equal annual installments beginning on June 30, 2004. Option vests in three equal annual installments beginning on September 30, 2004. Option vests in three equal annual installments beginning on December 31, 2004. Option vests in three equal annual installments beginning on March 31, 2005. Option vests in three equal annual installments beginning on June 30, 2005. Option vests in three equal annual installments beginning on July 23, 2005. Option vests in three equal annual installments beginning on August 8, 2007. Option vests in three equal annual installments beginning on December 31, 2007. On December 29, 2006, the issuer cancelled, pursuant to the issuer's option exchange program, unexercised options granted to the reporting person prior to December 29, 2006. In exchange for the options, the reporting person received these options to purchase the issuer's Common Stock. /s/ David Dale-Johnson 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----