-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkOEwJW7xIDJuKTV+5j9oUPia34a6os8ISJ/Kmf4+260KFoKKQCJfvYq3S5RQIV/ mmj4J6Z+y1hf/AUUy+AwfQ== 0001012975-00-000049.txt : 20000310 0001012975-00-000049.hdr.sgml : 20000310 ACCESSION NUMBER: 0001012975-00-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000229 FILED AS OF DATE: 20000309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WILSHIRE REAL ESTATE INVESTMENT TRUST INC CENTRAL INDEX KEY: 0001048566 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522081138 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-23911 FILM NUMBER: 564272 BUSINESS ADDRESS: STREET 1: 1310 S W 17TH ST CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 5037216500 MAIL ADDRESS: STREET 1: 1310 S W 17TH ST CITY: PORTLAND STATE: OR ZIP: 97201 COMPANY DATA: COMPANY CONFORMED NAME: WIEDERHORN ANDREW CENTRAL INDEX KEY: 0001033016 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WILSHIRE FINANCIAL SERVICES GROUP STREET 2: 1776 SW MADISON STREET CITY: PORTLAND STATE: OR ZIP: 97205 BUSINESS PHONE: 5032235600 4 1 FORM 4 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0287 / / Check this box if no longer Expires: September 30, 1998 subject to Section 16. Form 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden or Form 5 obligations may hours per response: 0.5 continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address 2. Issuer Name and 6. Relationship of Reporting Person(s) to Issuer of Reporting Person Ticker or Trading Symbol (Check all applicable) Wiederhorn, Andrew A. Wilshire Real Estate X Director 10% Owner Investment Inc. (WREI) X Officer (give title below) Other (specify - --------------------------------------------------------------------------------- below) (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for Chairman, CEO, Secretary, Treasurer Number of Reporting Month/Year 1310 SW 17th Street Person (Voluntary) February 2000 - ---------------------------- --------------------------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Portland OR 97201 Date of Original (Check Applicable Line) - ---------------------------- (Month/Year) X Form filed by One Reporting Person (City) (State) (Zip) Form filed by More than One Reporting Person) - ----------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature (Instr. 3) action action or Disposed of (D) Securities Form: of Indirect Date Code (Instr. 3, 4 and 5) Beneficiallly Direct (D) Beneficial (Instr. 8) Owned at or Indirect Ownership ---------- ------------------------- End of Month (I) Month/ Amount (A) or Price Day/Year) Code V (D) (Instr. 3 and 4) (Instr. 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 2/18/00 P 30,000 A $2.20 80,000 D Common Stock 603,001 I By spouse Common Stock 100,000 I By LP(1) By minor Common Stock 2/23/00 P 4 A $2.375 38,636 I Children - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, See Instruction 4(b)(v). SEC 1474 (7-96)
FORM 4 (continued) TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Deriva- 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer- 7. Title and Amount of tive Security sion or action tion Code ative Securities Ac- cisable and Ex- Underlying (Instr. 3) Exercise Date (Instr. 8) quired (A) or Dis- piration Date Securities Price of (Month/ posed of (D) (Month/Day/ (Instr. 3 and 4) Deriv- Day/ (Instr. 3, 4, and 5) Year) ative Year) Security ----------------------------------------------- Date Expira- Amount or ---------------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Common Options $4.53 9/30/99 A V 630,000 (2) 9/30/09 Stock 630,000 - ------------------------------------------------------------------------------------------------------------------------------------
8. Price 9. Number 10. Owner- 11. Nature of of of Deriv- ship Indirect Deriv- ative Form Beneficial ative Secur- of De- direct Security ities rivative Beneficial (Instr. 5) Bene- Secu- Ownership ficially rity: (Instr. 4) Owned at Direct (D) End of or In- Month direct (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ $4.53 630,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ Andrew A. Wiederhorn March 8, 2000 (1) These securities are held by TTMM, LP, a partnership controlled by the ----------------------------------- -------------- spouse of the reporting person. The reporting person disclaims **Signature of Reporting Person Date beneficial ownership of these securities, and this report shall not be Andrew A. Wiederhorn deemed an admission that the reporting person is the beneficial owner of said securities for purposes of Section 16 or for any other purpose (2) Vest 1/4 per year. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not Page 2 required to respond unless the form displays a currently valid OMB Number. SEC 1474 (7-96)
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