0001140361-14-037509.txt : 20141007
0001140361-14-037509.hdr.sgml : 20141007
20141007164652
ACCESSION NUMBER: 0001140361-14-037509
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141003
FILED AS OF DATE: 20141007
DATE AS OF CHANGE: 20141007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rhino Resource Partners LP
CENTRAL INDEX KEY: 0001490630
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 272377517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
BUSINESS PHONE: (859) 389-6500
MAIL ADDRESS:
STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250
CITY: LEXINGTON
STATE: KY
ZIP: 40503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS JOSEPH
CENTRAL INDEX KEY: 0001048485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 141146060
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON CHARLES E
CENTRAL INDEX KEY: 0001001391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 141146061
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: 411 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wexford GP LLC
CENTRAL INDEX KEY: 0001472112
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 141146062
BUSINESS ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-7000
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEXFORD CAPITAL LP
CENTRAL INDEX KEY: 0001048462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34892
FILM NUMBER: 141146063
BUSINESS ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038627000
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD CAPITAL LLC
DATE OF NAME CHANGE: 20000817
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC
DATE OF NAME CHANGE: 19971024
4
1
doc1.xml
FORM 4
X0306
4
2014-10-03
0
0001490630
Rhino Resource Partners LP
RNO
0001048462
WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE
SUITE 125
GREENWICH
CT
06830
1
0
1
0
0001472112
Wexford GP LLC
C/O WEXFORD CAPITAL LP
SUITE 125
GREENWICH
CT
06830
0
0
1
0
0001001391
DAVIDSON CHARLES E
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVE.
GREENWICH
CT
06830
0
0
1
0
0001048485
JACOBS JOSEPH
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE, SUITE 125
GREENWICH
CT
06830
0
0
1
0
Common Units
2014-10-03
4
A
0
8376
A
37264
D
Common Units
6010265
I
See Footnotes
Common Units
486744
I
See Footnote
Common Units
140966
I
See Footnote
Common Units
599631
I
See Footnote
Under the Rhino Long-Term Incentive Plan (the "Plan"), on October 3, 2014, Wexford on behalf of the services of Joseph M. Jacobs, Mark D. Zand, Arthur H. Amron and Kenneth A. Rubin was granted an additional 8,376 common units subject to the terms and conditions set forth in the Plan. These additional units are subject to vesting as follows: 2,096 units vested on the grant date, 2,092 units will vest on January 1, 2015, 2,092 will vest on April 1, 2015 and 2,096 units will vest on July 1, 2015.
This form is jointly filed by Wexford Capital LP ("Wexford"), Charles E. Davidson ("Davidson"), Joseph M. Jacobs ("Jacobs") and Wexford GP LLC ("Wexford GP"). The common units shown as beneficially owned by Davidson, Jacobs, Wexford GP and Wexford, reflect common units owned of record by Rhino Energy Holdings LLC ("REH"). Wexford serves as manager for REH and as such may be deemed to share beneficial ownership of the units beneficially owned by REH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. (*continued under Footnote (3) below).
(*continued from Footnote (2) above) Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the units beneficially owned by REH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any units beneficially owned by REH for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds their pecuniary interest.
Davidson, as the sole managing member of CD Holding Company, LLC, holds the common units.
These common units are held as follows: Jacobs Holdings LLC holds 77,131 common units, Jacobs holds 49,585 common units and Jacobs IRA holds 14,250 common units.
Rhino Resource Holdings LLC ("RRH") holds the common units. Wexford serves as manager for RRH and as such may be deemed to share beneficial ownership of the units beneficially owned by RRH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the units beneficially owned by RRH, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any units beneficially owned by RRH for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds their pecuniary interest.
Wexford Capital LP By: Wexford GP LLC, its General Partner By: Arthur H. Amron, Vice President and Assistant Secretary
2014-10-07
Wexford GP LLC By: Arthur H. Amron, Vice President and Assistant Secretary
2014-10-07
Joseph M. Jacobs
2014-10-07
Charles E. Davidson
2014-10-07