0001140361-13-003148.txt : 20130125
0001140361-13-003148.hdr.sgml : 20130125
20130125163226
ACCESSION NUMBER: 0001140361-13-003148
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130125
FILED AS OF DATE: 20130125
DATE AS OF CHANGE: 20130125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS JOSEPH
CENTRAL INDEX KEY: 0001048485
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52153
FILM NUMBER: 13549096
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arno Therapeutics, Inc
CENTRAL INDEX KEY: 0001195116
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 522286452
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 ROUTE 31 NORTH
STREET 2: SUITE 104
CITY: FLEMINGTON
STATE: NJ
ZIP: 08822
BUSINESS PHONE: (862) 703-7175
MAIL ADDRESS:
STREET 1: 200 ROUTE 31 NORTH
STREET 2: SUITE 104
CITY: FLEMINGTON
STATE: NJ
ZIP: 08822
FORMER COMPANY:
FORMER CONFORMED NAME: LAURIER INTERNATIONAL INC
DATE OF NAME CHANGE: 20021001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON CHARLES E
CENTRAL INDEX KEY: 0001001391
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52153
FILM NUMBER: 13549094
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: 411 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEXFORD CAPITAL LP
CENTRAL INDEX KEY: 0001048462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52153
FILM NUMBER: 13549097
BUSINESS ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038627000
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD CAPITAL LLC
DATE OF NAME CHANGE: 20000817
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC
DATE OF NAME CHANGE: 19971024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wexford GP LLC
CENTRAL INDEX KEY: 0001472112
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52153
FILM NUMBER: 13549095
BUSINESS ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-7000
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
3
1
doc1.xml
FORM 3
X0206
3
2013-01-25
0
0001195116
Arno Therapeutics, Inc
ARNI
0001048462
WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE
SUITE 125
GREENWICH
CT
06830
0
0
1
0
0001048485
JACOBS JOSEPH
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE, SUITE 125
GREENWICH
CT
06830
0
0
1
0
0001472112
Wexford GP LLC
C/O WEXFORD CAPITAL LP
SUITE 125
GREENWICH
CT
06830
0
0
1
0
0001001391
DAVIDSON CHARLES E
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVE.
GREENWICH
CT
06830
0
0
1
0
Common Stock
418876
I
By: Kappa Investors LLC
Common Stock
2828169
I
By: Wexford Spectrum Investors LLC
Warrants (right to buy)
2.42
2008-06-02
2013-06-02
Common Stock
24732
I
By: Kappa Investors LLC
Class A Warrants (right to buy)
0.5268
2010-09-09
2013-03-09
Common Stock
13441
I
By: Kappa Investors LLC
Class B Warrants (right to buy)
0.5649
2010-09-09
2015-09-09
Common Stock
70564
I
By: Kappa Investors LLC
Class A Warrants (right to buy)
0.5268
2010-09-09
2013-03-09
Common Stock
85759
I
By: Wexford Spectrum Investors LLC
Class B Warrants (right to buy)
0.5649
2010-09-09
2015-09-09
Common Stock
450236
I
By: Wexford Spectrum Investors LLC
The Common Stock and Warrants are held directly by Kappa Investors LLC ("Kappa").
The Common Stock and Warrants are held directly by Wexford Spectrum Investors LLC ("WSI", and together with Kappa, the "Funds").
This form is jointly filed by Wexford Capital LP ("Wexford"), Charles E. Davidson ("Davidson"), Joseph M. Jacobs ("Jacobs") and Wexford GP LLC ("Wexford GP"). The securities shown as beneficially owned by Davidson, Jacobs, Wexford GP and Wexford, reflect securities owned of record by the Funds. Wexford serves as manager for the Funds and as such may be deemed to share beneficial ownership of the securities beneficially owned by the Funds, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. (*continued under Footnote (4) below).
(*continued from Footnote (3) above) Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the securities beneficially owned by the Funds, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any securities beneficially owned by the Funds for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds their pecuniary interest.
Arthur H. Amron, Vice President and Assistant Secretary of Wexford GP LLC, the General Partner of Wexford Capital LP
2013-01-25
Arthur H. Amron, Vice President and Assistant Secretary of Wexford GP LLC
2013-01-25
Charles E. Davidson
2013-01-25
Joseph M. Jacobs
2013-01-25