0001140361-13-001146.txt : 20130104 0001140361-13-001146.hdr.sgml : 20130104 20130104170827 ACCESSION NUMBER: 0001140361-13-001146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121217 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS JOSEPH CENTRAL INDEX KEY: 0001048485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54417 FILM NUMBER: 13512839 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empeiria Acquisition Corp CENTRAL INDEX KEY: 0001514418 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 275079295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 142 W. 57TH STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-887-1150 MAIL ADDRESS: STREET 1: 142 W. 57TH STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON CHARLES E CENTRAL INDEX KEY: 0001001391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54417 FILM NUMBER: 13512837 MAIL ADDRESS: STREET 1: C/O WEXFORD CAPITAL LP STREET 2: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LP CENTRAL INDEX KEY: 0001048462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54417 FILM NUMBER: 13512838 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: WEXFORD CAPITAL LLC DATE OF NAME CHANGE: 20000817 FORMER NAME: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexford GP LLC CENTRAL INDEX KEY: 0001472112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54417 FILM NUMBER: 13512836 BUSINESS ADDRESS: STREET 1: C/O WEXFORD CAPITAL LP STREET 2: SUITE 125 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-7000 MAIL ADDRESS: STREET 1: C/O WEXFORD CAPITAL LP STREET 2: SUITE 125 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2012-12-17 1 0001514418 Empeiria Acquisition Corp EPAQU 0001048462 WEXFORD CAPITAL LP 411 WEST PUTNAM AVENUE SUITE 125 GREENWICH CT 06830 0 0 1 0 0001001391 DAVIDSON CHARLES E C/O WEXFORD CAPITAL LP 411 WEST PUTNAM AVE. GREENWICH CT 06830 0 0 1 0 0001048485 JACOBS JOSEPH C/O WEXFORD CAPITAL LP 411 WEST PUTNAM AVENUE, SUITE 125 GREENWICH CT 06830 0 0 1 0 0001472112 Wexford GP LLC C/O WEXFORD CAPITAL LP SUITE 125 GREENWICH CT 06830 0 0 1 0 Common Stock 2012-12-17 4 J 0 750000 D 0 I By: Wexford Spectrum Trading Limited Common Stock 2012-12-17 4 J 0 250000 D 0 I By: Wexford Catalyst Trading Limited Warrants 11.50 2012-12-20 4 S 0 107300 D Common Stock 107300 642700 I By: Wexford Spectrum Trading Limited Warrants 11.50 2012-12-20 4 S 0 35700 D Common Stock 35700 214300 I By: Wexford Catalyst Trading Limited These shares were validly tendered to the Issuer pursuant to the Issuer's offer to purchase shares of Common Stock at a Stock Purchase Price of $10.20 per share. This form is jointly filed by Wexford Capital LP ("Wexford"), Wexford GP LLC ("Wex GP"), Charles E. Davidson ("Davidson") and Joseph M. Jacobs ("Jacobs"). These securities are owned directly by Wexford Spectrum Trading Limited ("WST"). These securities are owned directly by Wexford Catalyst Trading Limited ("WCT", and together with WST, the "Funds"). Wexford is the advisor of the Funds and by reason of its status as such may be deemed to own beneficially the interest in the securities of which the Funds possess beneficial ownership. Wex GP may, as the GP of Wexford, be deemed to own beneficially the securities of which the Funds possess beneficial ownership. Each of Davidson and Jacobs may, by reason of his status as a controlling person of Wex GP, be deemed to own beneficially the interests in the securities of which the Funds possess beneficial ownership. Each of Davidson, Jacobs, Wex GP and Wexford shares the power to vote and to dispose of the interests in the securities beneficially owned by the Funds. Each of Wexford, Wex GP, Davidson and Jacobs disclaims beneficial ownership of the securities owned by the Funds and this report shall not be deemed as an admission that they are the beneficial owners of such securities except for Davidson and Jacobs, to the extent of their interests in the members of the Funds. Between December 20, 2012 and January 3, 2013, WST sold 107,300 warrants in open market transactions at an average price of $0.40454. Between December 20, 2012 and January 3, 2013, WCT sold 35,700 warrants in open market transactions at an average price of $0.40454. Each warrant will become exercisable at a price of $11.50 on the later of 30 days after the issuer's completion of a business transaction or June 15, 2012 and will expire five years from the date of the issuer's initial business transaction, or earlier upon redemption or liquidation. Wexford Capital LP, By Wexford GP LLC, its General Partner By: Arthur H. Amron, Vice President and Assistant Secretary 2013-01-04 Wexford GP LLC By: Arthur Amron, Vice President and Assistant Secretary 2013-01-04 Charles E. Davidson 2013-01-04 Joseph M. Jacobs 2013-01-04