0001140361-13-001146.txt : 20130104
0001140361-13-001146.hdr.sgml : 20130104
20130104170827
ACCESSION NUMBER: 0001140361-13-001146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121217
FILED AS OF DATE: 20130104
DATE AS OF CHANGE: 20130104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS JOSEPH
CENTRAL INDEX KEY: 0001048485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54417
FILM NUMBER: 13512839
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empeiria Acquisition Corp
CENTRAL INDEX KEY: 0001514418
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 275079295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 142 W. 57TH STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-887-1150
MAIL ADDRESS:
STREET 1: 142 W. 57TH STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON CHARLES E
CENTRAL INDEX KEY: 0001001391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54417
FILM NUMBER: 13512837
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: 411 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEXFORD CAPITAL LP
CENTRAL INDEX KEY: 0001048462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54417
FILM NUMBER: 13512838
BUSINESS ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038627000
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD CAPITAL LLC
DATE OF NAME CHANGE: 20000817
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC
DATE OF NAME CHANGE: 19971024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wexford GP LLC
CENTRAL INDEX KEY: 0001472112
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54417
FILM NUMBER: 13512836
BUSINESS ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-7000
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2012-12-17
1
0001514418
Empeiria Acquisition Corp
EPAQU
0001048462
WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE
SUITE 125
GREENWICH
CT
06830
0
0
1
0
0001001391
DAVIDSON CHARLES E
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVE.
GREENWICH
CT
06830
0
0
1
0
0001048485
JACOBS JOSEPH
C/O WEXFORD CAPITAL LP
411 WEST PUTNAM AVENUE, SUITE 125
GREENWICH
CT
06830
0
0
1
0
0001472112
Wexford GP LLC
C/O WEXFORD CAPITAL LP
SUITE 125
GREENWICH
CT
06830
0
0
1
0
Common Stock
2012-12-17
4
J
0
750000
D
0
I
By: Wexford Spectrum Trading Limited
Common Stock
2012-12-17
4
J
0
250000
D
0
I
By: Wexford Catalyst Trading Limited
Warrants
11.50
2012-12-20
4
S
0
107300
D
Common Stock
107300
642700
I
By: Wexford Spectrum Trading Limited
Warrants
11.50
2012-12-20
4
S
0
35700
D
Common Stock
35700
214300
I
By: Wexford Catalyst Trading Limited
These shares were validly tendered to the Issuer pursuant to the Issuer's offer to purchase shares of Common Stock at a Stock Purchase Price of $10.20 per share.
This form is jointly filed by Wexford Capital LP ("Wexford"), Wexford GP LLC ("Wex GP"), Charles E. Davidson ("Davidson") and Joseph M. Jacobs ("Jacobs").
These securities are owned directly by Wexford Spectrum Trading Limited ("WST").
These securities are owned directly by Wexford Catalyst Trading Limited ("WCT", and together with WST, the "Funds").
Wexford is the advisor of the Funds and by reason of its status as such may be deemed to own beneficially the interest in the securities of which the Funds possess beneficial ownership. Wex GP may, as the GP of Wexford, be deemed to own beneficially the securities of which the Funds possess beneficial ownership. Each of Davidson and Jacobs may, by reason of his status as a controlling person of Wex GP, be deemed to own beneficially the interests in the securities of which the Funds possess beneficial ownership. Each of Davidson, Jacobs, Wex GP and Wexford shares the power to vote and to dispose of the interests in the securities beneficially owned by the Funds. Each of Wexford, Wex GP, Davidson and Jacobs disclaims beneficial ownership of the securities owned by the Funds and this report shall not be deemed as an admission that they are the beneficial owners of such securities except for Davidson and Jacobs, to the extent of their interests in the members of the Funds.
Between December 20, 2012 and January 3, 2013, WST sold 107,300 warrants in open market transactions at an average price of $0.40454.
Between December 20, 2012 and January 3, 2013, WCT sold 35,700 warrants in open market transactions at an average price of $0.40454.
Each warrant will become exercisable at a price of $11.50 on the later of 30 days after the issuer's completion of a business transaction or June 15, 2012 and will expire five years from the date of the issuer's initial business transaction, or earlier upon redemption or liquidation.
Wexford Capital LP, By Wexford GP LLC, its General Partner By: Arthur H. Amron, Vice President and Assistant Secretary
2013-01-04
Wexford GP LLC By: Arthur Amron, Vice President and Assistant Secretary
2013-01-04
Charles E. Davidson
2013-01-04
Joseph M. Jacobs
2013-01-04