-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WI04fszL3HuxySnAWiafIkWdM0Ahz+wAhxJfkj512QhPQsKja9XLDK3Jji3+V1wk w1sxR0sqlb0XI8Z4jGiXjw== 0001140361-10-040451.txt : 20101007 0001140361-10-040451.hdr.sgml : 20101007 20101007160147 ACCESSION NUMBER: 0001140361-10-040451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101005 FILED AS OF DATE: 20101007 DATE AS OF CHANGE: 20101007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS JOSEPH CENTRAL INDEX KEY: 0001048485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34892 FILM NUMBER: 101114064 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rhino Resource Partners LP CENTRAL INDEX KEY: 0001490630 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 272377517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250 CITY: LEXINGTON STATE: KY ZIP: 40503 BUSINESS PHONE: (859) 389-6500 MAIL ADDRESS: STREET 1: 424 LEWIS HARGETT CIRCLE SUITE 250 CITY: LEXINGTON STATE: KY ZIP: 40503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON CHARLES E CENTRAL INDEX KEY: 0001001391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34892 FILM NUMBER: 101114065 MAIL ADDRESS: STREET 1: C/O WEXFORD CAPITAL LP STREET 2: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LP CENTRAL INDEX KEY: 0001048462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34892 FILM NUMBER: 101114066 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: WEXFORD CAPITAL LLC DATE OF NAME CHANGE: 20000817 FORMER NAME: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexford GP LLC CENTRAL INDEX KEY: 0001472112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34892 FILM NUMBER: 101114063 BUSINESS ADDRESS: STREET 1: C/O WEXFORD CAPITAL LP STREET 2: SUITE 125 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-7000 MAIL ADDRESS: STREET 1: C/O WEXFORD CAPITAL LP STREET 2: SUITE 125 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0303 4 2010-10-05 0 0001490630 Rhino Resource Partners LP RNO 0001048462 WEXFORD CAPITAL LP 411 WEST PUTNAM AVENUE SUITE 125 GREENWICH CT 06830 0 0 1 0 0001001391 DAVIDSON CHARLES E C/O WEXFORD CAPITAL LP 411 WEST PUTNAM AVE. GREENWICH CT 06830 1 0 1 0 0001048485 JACOBS JOSEPH C/O WEXFORD CAPITAL LP 411 WEST PUTNAM AVENUE, SUITE 125 GREENWICH CT 06830 1 0 1 0 0001472112 Wexford GP LLC C/O WEXFORD CAPITAL LP 411 WEST PUTNAM AVE. GREENWICH CT 06830 0 0 1 0 Common Units 2010-10-05 4 A 0 8666400 A 8666400 I See Note Common Units 2010-10-05 4 A 0 6100 A 6100 D Subordinated Units 0 2010-10-05 4 A 0 12397000 0 A Common Units 12397000 12397000 I See Note This form is jointly filed by Wexford Capital LP ("Wexford Capital"), Charles E. Davidson, Joseph M. Jacobs and Wexford GP LLC ("Wexford GP"). The common units and subordinated units shown as beneficially owned by Charles E. Davidson, Joseph M. Jacobs, Wexford GP and Wexford Capital, reflect common units and subordinated units owned of record by Rhino Energy Holdings LLC ("Rhino Holdings"). Wexford Capital serves as manager for Rhino Holdings and as such may be deemed to share beneficial ownership of the units beneficially owned by Rhino Holdings, but disclaims such beneficial ownership. Wexford GP, as the general partner of Wexford Capital, may be deemed to share beneficial ownership of the units beneficially owned by Rhino Holdings. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any units beneficially owned by Rhino Holdings for which Wexford Capital serves as manager, but disclaim such beneficial ownership. Pursuant to the Contribution, Conveyance and Assumption Agreement with Rhino Resource Partners LP (the "Partnership"), Rhino Holdings has received 8,666,400 common units and 12,397,000 subordinated units upon the closing of the Partnership's initial public offering on October 5, 2010. Under the Rhino Long-Term Incentive Plan (the "Plan"), each of Joseph M. Jacobs, Mark Zand, Jay L. Maymudes, Arthur H. Amron and Kenneth A. Rubin, as directors of Rhino GP LLC, the general partner of the Partnership, acting on behalf of and as agent for Wexford Capital, were granted 1,220 common units subject to the terms and conditions set forth in the Plan. Of the 6,100 common units granted pursuant to the Plan (the "Unit Awards"), 1,525 Unit Awards vested on the grant date, October 5, 2010. The remaining 4575 Restricted Units will vest in three equal installments on the 1st day of the 1st, 2nd and 3rd calendar quarters beginning after the grant date. The subordinated units will convert into common units on a one-for-one basis at the end of the subordination period described in the Partnership's Registration Statement on Form S-1 (333-166550). Arthur H. Amron, Partner and Secretary of Wexford Capital LP 2010-10-07 Arthur H. Amron, Vice President and Assistant Secretary of Wexford GP LLC 2010-10-07 Charles E. Davidson 2010-10-07 Joseph M. Jacobs 2010-10-07 -----END PRIVACY-ENHANCED MESSAGE-----