-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MXzsCJXijCBdO3nxltoC1lzPMBTPYRuIPRlgBEW/TWLvnuCwfO4PjlhnTSoMLkup JJr5MBUIVEkilXmZCONKpQ== 0001140361-07-022216.txt : 20071115 0001140361-07-022216.hdr.sgml : 20071115 20071115181500 ACCESSION NUMBER: 0001140361-07-022216 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071113 FILED AS OF DATE: 20071115 DATE AS OF CHANGE: 20071115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVIATION UPGRADE TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094847 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24040 CAMINO DEL AVION STREET 2: #A303 CITY: MONARCH BEACH STATE: CA ZIP: 92629 MAIL ADDRESS: STREET 1: 24040 CAMINO DEL AVION STREET 2: #A303 CITY: MONARCH BEACH STATE: CA ZIP: 92629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS JOSEPH CENTRAL INDEX KEY: 0001048485 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28347 FILM NUMBER: 071251011 BUSINESS ADDRESS: BUSINESS PHONE: 203-862-7000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON CHARLES E CENTRAL INDEX KEY: 0001001391 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28347 FILM NUMBER: 071251012 BUSINESS ADDRESS: STREET 1: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2028627400 MAIL ADDRESS: STREET 1: C/O WEXFORD MANAGEMENT LLC STREET 2: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LLC CENTRAL INDEX KEY: 0001048462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28347 FILM NUMBER: 071251013 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 3 1 doc1.xml FORM 3 X0202 3 2007-11-13 0 0001094847 AVIATION UPGRADE TECHNOLOGIES INC AVUG 0001048462 WEXFORD CAPITAL LLC 411 WEST PUTNAM AVENUE SUITE 125 GREENWICH CT 06830 0 0 1 0 0001001391 DAVIDSON CHARLES E 411 WEST PUTNAM AVENUE SUITE 125 GREENWICH CT 06830 0 0 1 0 0001048485 JACOBS JOSEPH 411 WEST PUTNAM AVE SUITE 125 GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.001 1714285 I Wexford Spectrum Trading Limited Warrants Common Stock 428571 I Wexford Spectrum Trading Limited Wexford Capital LLC (?Wexford?), as sub advisor of Wexford Spectrum Trading Limited (?WST?), may be deemed to beneficially own the securities. Charles E. Davidson (?Davidson?) and Joseph M. Jacobs (?Jacobs?) are the managing members of Wexford. Davidson and Jacobs may also be deemed to beneficially own the securities. Wexford, Davidson and Jacobs each disclaims beneficial ownership of the securities reported hereby and this report shall not be deemed as an admission that they are the beneficial owners of such securities except in the case of Davidson and Jacobs to the extent of their interests in WST. Wexford Spectrum Trading Limited acquired an aggregate of 428,571 Warrants, each for the purchase of one share of common stock of OncoVista, Inc. (?OncoVista?), in a private placement of OncoVista that closed on August 2, 2007. On November 13, 2007 OncoVista merged into Aviation Upgrade Technologies, Inc. (the ?Issuer?) and each outstanding share of common stock of OncoVista, par value $0.001 per share was exchanged for one share of common stock of the Issuer and all options and warrants exercisable into OncoVista Common Stock became exercisable for shares of Issuer?s Common Stock. The Warrants expire at 5:00PM New York City local time on August 15, 2012. The Warrants are initially exercisable at $2.50 per share, subject to adjustment for stock splits, stock dividends, distributions, reorganizations, reclassifications, consolidations and mergers. Wexford Capital LLC By: Arthur H. Amron, Partner and Secretary 2007-11-15 Charles E. Davidson 2007-11-15 Joseph Jacobs 2007-11-15 -----END PRIVACY-ENHANCED MESSAGE-----