-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjySKQ78sExXE5UQLTQipELsCa/lMfe60XxaQQeXGZxe4c8qjF+xcm+td3KP+A3w t0ikeJMgtruPS/waNbdWGg== 0001140361-07-018356.txt : 20070919 0001140361-07-018356.hdr.sgml : 20070919 20070919155128 ACCESSION NUMBER: 0001140361-07-018356 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070917 FILED AS OF DATE: 20070919 DATE AS OF CHANGE: 20070919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMI PRODUCTS INC CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1495 RIDGEVIEW DRIVE STREET 2: SUITE 220 CITY: RENO STATE: NV ZIP: 89509 BUSINESS PHONE: 7758276300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON CHARLES E CENTRAL INDEX KEY: 0001001391 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-55166 FILM NUMBER: 071124645 BUSINESS ADDRESS: STREET 1: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2028627400 MAIL ADDRESS: STREET 1: C/O WEXFORD MANAGEMENT LLC STREET 2: 411 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LLC CENTRAL INDEX KEY: 0001048462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-55166 FILM NUMBER: 071124646 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS JOSEPH CENTRAL INDEX KEY: 0001048485 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-55166 FILM NUMBER: 071124647 BUSINESS ADDRESS: BUSINESS PHONE: 203-862-7000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 3 1 doc1.xml FORM 3 X0202 3 2007-09-17 0 0001133869 SMI PRODUCTS INC SPDU 0001048462 WEXFORD CAPITAL LLC 411 WEST PUTNAM AVE GREENWICH CT 06830 0 0 1 0 0001001391 DAVIDSON CHARLES E X1 0 0 1 0 0001048485 JACOBS JOSEPH X1 0 0 1 0 Common Stock, $0.001 par value 696675 I by: Wexford Spectrum Investors LLC Common Stock, $0.001 par value 1910103 I By: Iota Investors LLC Common Stock Warrants 2.71 2007-09-11 2012-09-11 Common Stock 16841 I By: Iota Investors LLC These shares of common stock are owned directly by Wexford Spectrum Investors LLC (?WSI?). These shares of common stock are owned directly by Iota Investors LLC (?Iota?). Wexford Capital LLC (?Wexford?), as manager of WSI and Iota, may be deemed to beneficially own all of the shares of common stock and/or warrants which are owned by WSI and Iota. Charles E. Davidson (?Davidson?) and Joseph M. Jacobs (?Jacobs?) are the managing members of Wexford. Davidson and Jacobs may be deemed to beneficially own all the shares of common stock and/or warrants which are owned by WSI and Iota. Wexford, Davidson and Jacobs each disclaims beneficial ownership of the securities reported hereby and this report shall not be deemed as an admission that they are the beneficial owners of such securities except in the case of Davidson and Jacobs to the extent of their interests in each member of WSI or Iota. These warrants are owned directly by Iota. Arthur Amron, Partner and Secretary of Wexford Capital LLC 2007-09-19 Joseph M. Jacobs 2007-09-19 Charles E. Davidson 2007-09-19 -----END PRIVACY-ENHANCED MESSAGE-----