0001048462-21-000005.txt : 20210129
0001048462-21-000005.hdr.sgml : 20210129
20210129164953
ACCESSION NUMBER: 0001048462-21-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210127
FILED AS OF DATE: 20210129
DATE AS OF CHANGE: 20210129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS JOSEPH
CENTRAL INDEX KEY: 0001048485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 21571980
MAIL ADDRESS:
STREET 1: 411 W PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON CHARLES E
CENTRAL INDEX KEY: 0001001391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 21571981
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: 411 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wexford GP LLC
CENTRAL INDEX KEY: 0001472112
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 21571982
BUSINESS ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-7000
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: SUITE 125
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEXFORD CAPITAL LP
CENTRAL INDEX KEY: 0001048462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 21571983
BUSINESS ADDRESS:
STREET 1: 777 SOUTH FLAGLER DRIVE
STREET 2: SUITE 602 EAST
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
BUSINESS PHONE: 2038627000
MAIL ADDRESS:
STREET 1: 677 WASHINGTON BLVD.
STREET 2: SUITE 500
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD CAPITAL LLC
DATE OF NAME CHANGE: 20000817
FORMER NAME:
FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC
DATE OF NAME CHANGE: 19971024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEPHROS INC
CENTRAL INDEX KEY: 0001196298
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133971809
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
BUSINESS PHONE: 201.343.5202
MAIL ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
4
1
form4.xml
X0306
4
2021-01-27
0001196298
NEPHROS INC
NEPH
0001048462
WEXFORD CAPITAL LP
777 SOUTH FLAGLER DRIVE, SUITE 602 EAST
WEST PALM BEACH
FL
33401
true
true
0001472112
Wexford GP LLC
C/O WEXFORD CAPITAL LP
777 SOUTH FLAGLER DRIVE, SUITE 602 EAST
WEST PALM BEACH
FL
44302
true
true
0001001391
DAVIDSON CHARLES E
C/O WEXFORD CAPITAL LP
777 SOUTH FLAGLER DRIVE, SUITE 602 EAST
WEST PALM BEACH
FL
33401
true
true
0001048485
JACOBS JOSEPH
C/O WEXFORD CAPITAL LP
777 SOUTH FLAGLER DRIVE, SUITE 602 EAST
WEST PALM BEACH
FL
33401
true
true
Common Stock
2021-01-27
4
M
0
3556
4.59
A
94839
D
Common Stock
2021-01-27
4
M
0
2956
4.14
A
97795
D
Common Stock
2021-01-27
4
M
0
3765
3.6
A
101560
D
Common Stock
2021-01-27
4
M
0
4477
4.5
A
106037
D
Stock Option (Right to Buy)
4.59
2021-01-27
4
M
0
3556
0
D
2014-03-24
2021-01-29
Common Stock
3556
3556
D
Stock Option (Right to Buy)
4.14
2021-01-27
4
M
0
2956
0
D
2016-03-26
2021-01-29
Common Stock
2956
2956
D
Stock Option (Right to Buy)
3.6
2021-01-27
4
M
0
3765
0
D
2018-08-24
2021-01-29
Common Stock
3765
3765
D
Stock Option (Right to Buy)
4.5
2021-01-27
4
M
0
4477
0
D
2019-12-20
2021-01-29
Common Stock
4477
4477
D
Includes vested and unvested shares of common stock granted to Wexford Capital LP ("Wexford Capital") as reported in Form 4s previously filed by Arthur Amron and Paul Mieyal, respectively, a current and former director of the Company and a current and former employee of Wexford Capital.
Includes the options reported in the Form 4 filed by Arthur Amron on March 28, 2011.
Includes the options reported in the Form 4 filed by Arthur Amron on March 27, 2014.
Includes the options reported in the Form 4 filed by Arthur Amron on August 25, 2016.
Includes the options reported in the Form 4 filed by Arthur Amron on December 22, 2017.
Wexford GP LLC ("Wexford GP") may, as the General Partner of Wexford Capital LP ("Wexford Capital"), be deemed to own beneficially the securities held by Wexford Capital. Each of Charles E. Davidson ("Davidson") and Joseph M. Jacobs ("Jacobs", and together with Wexford Capital, Wexford GP and Davidson, the "Reporting Persons") may, by reason of his status as a controlling person of Wexford GP, be deemed to own beneficially the securities held by Wexford Capital. Each of Wexford Capital, Wexford GP, Davidson and Jacobs share the power to vote and to dispose of the securities beneficially owned by Wexford Capital. Each of Wexford GP, Davidson and Jacobs disclaim beneficial ownership of the securities owned by Wexford Capital, as applicable, and this report shall not be deemed as an admission that they are the beneficial owners of such securities, except to the extent of any pecuniary interests therein. The Reporting Persons may be deemed to be directors by deputization by virtue of Arthur Amron, an employee of Wexford Capital, serving as a director of the Issuer.
Wexford Capital LP, By: Wexford GP LLC, its general partner, By: Arthur Amron, Vice President and Assistant Secretary
2021-01-29
Wexford GP LLC, By: Arthur Amron, Vice President and Assistant Secretary
2021-01-29
Charles E. Davidson
2021-01-29
Joseph M. Jacobs
2021-01-29