-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wzthtjzw5CcoRzg2SA61yoKaIlBW5G1S0q5QqnleUzkWFL1yblrOWmZU3KK8puLx cNMAZ0Vtm0vnEusQEjTMWw== 0000914317-00-000056.txt : 20000203 0000914317-00-000056.hdr.sgml : 20000203 ACCESSION NUMBER: 0000914317-00-000056 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXCHANGE APPLICATIONS INC CENTRAL INDEX KEY: 0001065857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043338916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55833 FILM NUMBER: 520609 BUSINESS ADDRESS: STREET 1: 89 SOUTH STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6177372244 MAIL ADDRESS: STREET 1: 89 SOUTH STREET CITY: BOSYON STATE: MA ZIP: 02111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEXFORD MANAGEMENT LLC CENTRAL INDEX KEY: 0001048462 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061442624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Final Amendment EXCHANGE APPLICATIONS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 300867 (CUSIP Number) January 7, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /___/ Rule 13d-1(b) /_X_/ Rule 13d-1(c) /___/ Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 300867 ================================================================================ 1. Names of Reporting Persons. WEXFORD INSIGHT LLC I.R.S. Identification Nos. of Above Persons (entities only) - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 0 Beneficially ---------------------------------------------------------- Owned by Each 6. Shared Voting Power 0 Reporting ---------------------------------------------------------- Person With 7. Sole Dispositive Power 0 ---------------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 0 - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO ================================================================================ Page 2 of 9 Pages CUSIP No. 300867 ================================================================================ 1. Names of Reporting Persons. CHARLES E. DAVIDSON I.R.S. Identification Nos. of Above Persons (entities only) - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 0 Beneficially ---------------------------------------------------------- Owned by Each 6. Shared Voting Power 0 Reporting ---------------------------------------------------------- Person With 7. Sole Dispositive Power 0 ---------------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 0 - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN ================================================================================ Page 3 of 9 Pages CUSIP No. 300867 ================================================================================ 1. Names of Reporting Persons. JOSEPH M. JACOBS I.R.S. Identification Nos. of Above Persons (entities only) - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 0 Beneficially ---------------------------------------------------------- Owned by Each 6. Shared Voting Power 0 Reporting ---------------------------------------------------------- Person With 7. Sole Dispositive Power 0 ---------------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 0 - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN ================================================================================ Page 4 of 9 Pages CUSIP No. 300867 ================================================================================ 1. Names of Reporting Persons. WEXFORD MANAGEMENT LLC I.R.S. Identification Nos. of Above Persons (entities only) - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Connecticut - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 0 Beneficially ---------------------------------------------------------- Owned by Each 6. Shared Voting Power 0 Reporting ---------------------------------------------------------- Person With 7. Sole Dispositive Power 0 ---------------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 0 - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO ================================================================================ Page 5 of 9 Pages Item 1. (a) The name of the issuer is EXCHANGE APPLICATIONS INC. (the "Issuer"). (b) The principal executive office of the Issuer is located at 89 South Street, Boston, MA 02111. Item 2. (a) This statement is being filed by (i) Wexford Insight LLC, a Delaware limited liability company ("Wexford Insight"), (ii) Wexford Management LLC, a Connecticut limited liability company ("Wexford Management"), (iii) Charles B. Davidson and (iv) Joseph M. Jacobs (the individuals and entities referred to above, collectively, the "Reporting Persons"). Pursuant to a Consulting Agreement dated as of June 1, 1996 between InSight Venture Management Inc. ("Insight") and Wexford Insight, Insight was granted a proxy to vote all of the shares of Common Stock held by Wexford Insight for certain matters until six months after the completion of a public offering of at least 25% of the capital stock of the Issuer on a fully-diluted basis. Following the completion of such public offering, Wexford Insight filed a joint Schedule 13G with Insight and its affiliates on February 11, 1999 to disclose such proxy. The proxy terminated as of June 24, 1999 and since such date, Wexford Insight has been free to vote the shares of the Common Stock owned by it in its own discretion. (b) The principal business and office address for the Reporting Persons is c/o Wexford Management LLC, 411 West Putnam Avenue, Suite 125, Greenwich, Connecticut 06930. (c) Wexford Insight is a Delaware limited liability company, the members of which are private investment funds. Wexford Insight was organized for the purpose of making various investments. Wexford Management, a Connecticut limited liability company, is a registered Investment Advisor and the manager of certain members of Wexford Insight. Wexford Management also serves as an investment advisor or sub-advisor to certain members of Wexford Insight. Charles E. Davidson, a United States citizen, is chairman, a managing member and a controlling member of Wexford Management. Mr. Davidson is a controlling person or an investor in a number of private companies, including certain members of Wexford Insight. Joseph M. Jacobs, a United States citizen, is president, a managing member and a controlling member of Wexford Management. Mr. Jacobs is a controlling person or an investor in a number of private companies, including certain members of Wexford Insight. (d) The class of securities to which this statement relates is Common Stock. (e) The CUSIP number of the Common Stock is 300867. Item 3. If this statement is filed pursuant to rule 240.13d- 1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) ___ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) ___ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) ___ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). Page 6 of 9 Pages (d) ___ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) ___ An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E). (f) ___ An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) ___ A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (h) ___ A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) ___ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) ___ Group, in accordance with section 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to 240.13d-1(c), check this box. /_X_/. Item 4. Ownership. As of the date on this filing, none of the reporting persons owns any securities of the issuer. Page 7 of 9 Pages Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /_X_/. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent holding Company Not applicable. Item 8. Identification and Classification of Members of the group Not applicable. Page 8 of 9 Pages Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Dated: February 1, 2000 WEXFORD INSIGHT LLC By: Wexford Management, LLC , manager By: /s/Arthur H. Amron --------------------------------- Name: Arthur H. Amron Title: Senior Vice President WEXFORD MANAGEMENT LLC By: /s/Arthur H. Amron --------------------------------- Name: Arthur H. Amron Title: Senior Vice President /s/Charles E. Davidson ----------------------------------- CHARLES E. DAVIDSON /s/Joseph M. Jacobs ----------------------------------- JOSEPH M. JACOBS Page 9 of 9 Pages -----END PRIVACY-ENHANCED MESSAGE-----