The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 144,507 | 4,350,000 | SH | DFND | 01,02 | 0 | 4,350,000 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 14,443 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
ANIXTER INTL INC | COM | 035290105 | 2,303 | 25,000 | SH | DFND | 01,02 | 0 | 25,000 | 0 | |
ARCONIC INC | COM | 03965L100 | 1,278,975 | 41,565,658 | SH | DFND | 01,02 | 0 | 41,565,658 | 0 | |
AT&T INC | COM | 00206R102 | 195,400 | 5,000,000 | SH | DFND | 01,02 | 0 | 5,000,000 | 0 | |
AT&T INC | COM | 00206R102 | 791,370 | 20,250,000 | SH | Call | DFND | 01,02 | 0 | 20,250,000 | 0 |
B RILEY FINL INC | COM | 05580M108 | 54,918 | 2,181,036 | SH | DFND | 01,02 | 0 | 2,181,036 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 43,525 | 2,500,000 | SH | Call | DFND | 01,02 | 0 | 2,500,000 | 0 |
CENTURY ALUM CO | COM | 156431108 | 11,280 | 1,500,000 | SH | Call | DFND | 01,02 | 0 | 1,500,000 | 0 |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 9,299 | 19,000,000 | PRN | DFND | 01,02 | 0 | 19,000,000 | 0 | |
CITRIX SYS INC | COM | 177376100 | 576,894 | 5,201,928 | SH | DFND | 01,02 | 0 | 5,201,928 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 13,050 | 4,500,000 | SH | DFND | 01,02 | 0 | 4,500,000 | 0 | |
CORMEDIX INC | COM | 21900C308 | 6,067 | 833,374 | SH | DFND | 01,02 | 0 | 833,374 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 777,465 | 15,128,712 | SH | DFND | 01,02 | 0 | 15,128,712 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 283,930 | 5,525,000 | SH | Call | DFND | 01,02 | 0 | 5,525,000 | 0 |
DIGITAL RLTY TR INC | COM | 253868103 | 44,903 | 375,000 | SH | Put | DFND | 01,02 | 0 | 375,000 | 0 |
EBAY INC | COM | 278642103 | 54,165 | 1,500,000 | SH | Call | DFND | 01,02 | 0 | 1,500,000 | 0 |
EBAY INC | COM | 278642103 | 357,489 | 9,900,000 | SH | DFND | 01,02 | 0 | 9,900,000 | 0 | |
ELEMENT SOLUTIONS INC | COM | 28618M106 | 127,830 | 10,944,381 | SH | DFND | 01,02 | 0 | 10,944,381 | 0 | |
EQUINIX INC | COM | 29444U700 | 116,740 | 200,000 | SH | Put | DFND | 01,02 | 0 | 200,000 | 0 |
FRANCO NEVADA CORP | COM | 351858105 | 206,600 | 2,000,000 | SH | Put | DFND | 01,02 | 0 | 2,000,000 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,143,353 | 5,377,700 | SH | Put | DFND | 01,02 | 0 | 5,377,700 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 265,763 | 1,250,000 | SH | Call | DFND | 01,02 | 0 | 1,250,000 | 0 |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 109,206 | 906,200 | SH | Call | DFND | 01,02 | 0 | 906,200 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 73,166 | 832,000 | SH | DFND | 01,02 | 0 | 832,000 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 150,526 | 1,176,350 | SH | DFND | 01,02 | 0 | 1,176,350 | 0 | |
LOGMEIN INC | COM | 54142L109 | 116,072 | 1,353,765 | SH | DFND | 01,02 | 0 | 1,353,765 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 581,308 | 9,648,273 | SH | DFND | 01,02 | 0 | 9,648,273 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 120,108 | 1,993,500 | SH | Call | DFND | 01,02 | 0 | 1,993,500 | 0 |
MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 5,971 | 4,000,000 | PRN | DFND | 01,02 | 0 | 4,000,000 | 0 | |
MOBILE MINI INC | COM | 60740F105 | 75,820 | 2,000,000 | SH | DFND | 01,02 | 0 | 2,000,000 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 332,313 | 16,370,100 | SH | DFND | 01,02 | 0 | 16,370,100 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 68,028 | 2,665,681 | SH | DFND | 01,02 | 0 | 2,665,681 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 96,848 | 3,795,000 | SH | Call | DFND | 01,02 | 0 | 3,795,000 | 0 |
OPUS BK IRVINE CALIF | COM | 684000102 | 49,153 | 1,900,000 | SH | DFND | 01,02 | 0 | 1,900,000 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 263,716 | 28,916,201 | SH | DFND | 01,02 | 0 | 28,916,201 | 0 | |
PHILLIPS 66 | COM | 718546104 | 124,779 | 1,120,000 | SH | Put | DFND | 01,02 | 0 | 1,120,000 | 0 |
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 1,566 | 1,500,000 | PRN | DFND | 01,02 | 0 | 1,500,000 | 0 | |
QEP RES INC | COM | 74733V100 | 52,650 | 11,700,000 | SH | DFND | 01,02 | 0 | 11,700,000 | 0 | |
ROADRUNNER TRNSN SVCS HLDG I | COM NEW | 76973Q204 | 196,717 | 34,155,020 | SH | DFND | 01,02 | 0 | 34,155,020 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 17,573 | 20,428,961 | SH | DFND | 01,02 | 0 | 20,428,961 | 0 | |
SAP SE | SPON ADR | 803054204 | 100,493 | 750,000 | SH | DFND | 01,02 | 0 | 750,000 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 720,480 | 12,000,000 | SH | Put | DFND | 01,02 | 0 | 12,000,000 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 129,240 | 2,000,000 | SH | Put | DFND | 01,02 | 0 | 2,000,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 355,500 | 15,000,000 | SH | Put | DFND | 01,02 | 0 | 15,000,000 | 0 |
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 6,375 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 3,779 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
VANECK VECTORS ETF TRUST | OIL SVCS ETF | 92189F718 | 15,836 | 1,195,200 | SH | Put | DFND | 01,02 | 0 | 1,195,200 | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,206,270 | 13,000,000 | SH | Put | DFND | 01,02 | 0 | 13,000,000 | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 92,790 | 1,000,000 | SH | Call | DFND | 01,02 | 0 | 1,000,000 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 61,400 | 1,000,000 | SH | Put | DFND | 01,02 | 0 | 1,000,000 | 0 |
VMWARE INC | CL A COM | 928563402 | 37,948 | 250,000 | SH | Call | DFND | 01,02 | 0 | 250,000 | 0 |
VORNADO RLTY TR | SH BEN INT | 929042109 | 114,380 | 1,720,000 | SH | DFND | 01,02 | 0 | 1,720,000 | 0 | |
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 5,186 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 22,313 | 750,000 | SH | Put | DFND | 01,02 | 0 | 750,000 | 0 |
ZIONS BANCORPORATION | *W EXP 05/21/202 | 989701115 | 6,790 | 350,000 | SH | DFND | 01,02 | 0 | 350,000 | 0 |