The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 9,699 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 146,300 | 2,000,000 | SH | DFND | 01,02 | 0 | 2,000,000 | 0 | |
ALTABA INC | COM | 021346101 | 1,706,941 | 25,057,849 | SH | DFND | 01,02 | 0 | 25,057,849 | 0 | |
ANSYS INC | COM | 03662Q105 | 2,950 | 15,800 | SH | Put | DFND | 01,02 | 0 | 15,800 | 0 |
APPLE INC | COM | 037833100 | 58,918 | 261,000 | SH | Put | DFND | 01,02 | 0 | 261,000 | 0 |
ARCONIC INC | COM | 03965L100 | 1,142,366 | 51,902,133 | SH | DFND | 01,02 | 0 | 51,902,133 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 77,488 | 580,000 | SH | DFND | 01,02 | 0 | 580,000 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 52,241 | 2,306,450 | SH | DFND | 01,02 | 0 | 2,306,450 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 36,197 | 578,589 | SH | DFND | 01,02 | 0 | 578,589 | 0 | |
CITRIX SYS INC | COM | 177376100 | 788,236 | 7,091,000 | SH | DFND | 01,02 | 0 | 7,091,000 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 15,570 | 4,500,000 | SH | DFND | 01,02 | 0 | 4,500,000 | 0 | |
COMMVAULT SYSTEMS INC | COM | 204166102 | 147,000 | 2,100,000 | SH | DFND | 01,02 | 0 | 2,100,000 | 0 | |
CORMEDIX INC | COM | 21900C100 | 4,036 | 4,166,868 | SH | DFND | 01,02 | 0 | 4,166,868 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 948,163 | 9,762,798 | SH | DFND | 01,02 | 0 | 9,762,798 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 448,127 | 11,220,000 | SH | DFND | 01,02 | 0 | 11,220,000 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 293,559 | 7,350,000 | SH | Call | DFND | 01,02 | 0 | 7,350,000 | 0 |
DIGITAL RLTY TR INC | COM | 253868103 | 89,984 | 800,000 | SH | Put | DFND | 01,02 | 0 | 800,000 | 0 |
DISH NETWORK CORP | CL A | 25470M109 | 70,156 | 1,961,855 | SH | DFND | 01,02 | 0 | 1,961,855 | 0 | |
DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 112,003 | 126,200,000 | PRN | DFND | 01,02 | 0 | 126,200,000 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 222,337 | 233,300,000 | PRN | DFND | 01,02 | 0 | 233,300,000 | 0 | |
EQT CORP | COM | 26884L109 | 162,545 | 3,675,000 | SH | DFND | 01,02 | 0 | 3,675,000 | 0 | |
EQUINIX INC | COM PAR $0.001 | 29444U700 | 64,934 | 150,000 | SH | Put | DFND | 01,02 | 0 | 150,000 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 22,105 | 260,000 | SH | DFND | 01,02 | 0 | 260,000 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 930,873 | 25,043,653 | SH | DFND | 01,02 | 0 | 25,043,653 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 44,616 | 4,400,000 | SH | DFND | 01,02 | 0 | 4,400,000 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 1,833 | 1,466,666 | SH | DFND | 01,02 | 0 | 1,466,666 | 0 | |
HESS CORP | COM | 42809H107 | 1,570,823 | 21,945,000 | SH | DFND | 01,02 | 0 | 21,945,000 | 0 | |
HESS CORP | COM | 42809H107 | 37,580 | 525,000 | SH | Call | DFND | 01,02 | 0 | 525,000 | 0 |
IMPERVA INC | COM | 45321L100 | 39,097 | 841,709 | SH | DFND | 01,02 | 0 | 841,709 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 22,926 | 10,000,000 | PRN | DFND | 01,02 | 0 | 10,000,000 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 464,475 | 2,500,000 | SH | Call | DFND | 01,02 | 0 | 2,500,000 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,455,694 | 18,600,000 | SH | Put | DFND | 01,02 | 0 | 18,600,000 | 0 |
ISHARES TR | NA TEC SFTWR ETF | 464287515 | 102,485 | 500,000 | SH | Put | DFND | 01,02 | 0 | 500,000 | 0 |
ISHARES TR | NA TEC SFTWR ETF | 464287515 | 40,994 | 200,000 | SH | Call | DFND | 01,02 | 0 | 200,000 | 0 |
ISHARES TR | PHLX SEMICND ETF | 464287523 | 4,534 | 24,500 | SH | Put | DFND | 01,02 | 0 | 24,500 | 0 |
LOGMEIN INC | COM | 54142L109 | 109,148 | 1,225,000 | SH | DFND | 01,02 | 0 | 1,225,000 | 0 | |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 29,530 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 2,213 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
MEDNAX INC | COM | 58502B106 | 95,233 | 2,041,000 | SH | DFND | 01,02 | 0 | 2,041,000 | 0 | |
MICRO FOCUS INTERNATIONAL PL | SPON ADR NEW | 594837304 | 115,500 | 6,250,000 | SH | DFND | 01,02 | 0 | 6,250,000 | 0 | |
MITEK SYS INC | COM NEW | 606710200 | 2,079 | 294,855 | SH | DFND | 01,02 | 0 | 294,855 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 138,300 | 5,000,000 | SH | DFND | 01,02 | 0 | 5,000,000 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 60,852 | 2,200,000 | SH | Call | DFND | 01,02 | 0 | 2,200,000 | 0 |
NORFOLK SOUTHERN CORP | COM | 655844108 | 117,325 | 650,000 | SH | Call | DFND | 01,02 | 0 | 650,000 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 897,750 | 10,500,000 | SH | DFND | 01,02 | 0 | 10,500,000 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 21,375 | 250,000 | SH | Call | DFND | 01,02 | 0 | 250,000 | 0 |
OCEAN RIG UDW INC | COM CL A | G66964118 | 640,283 | 18,494,587 | SH | DFND | 01,02 | 0 | 18,494,587 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 148,485 | 5,419,153 | SH | DFND | 01,02 | 0 | 5,419,153 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 1,003,843 | 28,166,201 | SH | DFND | 01,02 | 0 | 28,166,201 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 136,562 | 10,951,281 | SH | DFND | 01,02 | 0 | 10,951,281 | 0 | |
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 1,549 | 1,500,000 | PRN | DFND | 01,02 | 0 | 1,500,000 | 0 | |
QEP RES INC | COM | 74733V100 | 132,444 | 11,700,000 | SH | DFND | 01,02 | 0 | 11,700,000 | 0 | |
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 2,768 | 3,310,483 | SH | DFND | 01,02 | 0 | 3,310,483 | 0 | |
SABRE CORP | COM | 78573M104 | 15,412 | 590,955 | SH | DFND | 01,02 | 0 | 590,955 | 0 | |
SABRE CORP | COM | 78573M104 | 26,080 | 1,000,000 | SH | Call | DFND | 01,02 | 0 | 1,000,000 | 0 |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 10,827 | 20,428,961 | SH | DFND | 01,02 | 0 | 20,428,961 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 131,625 | 2,500,000 | SH | Put | DFND | 01,02 | 0 | 2,500,000 | 0 |
SEMPRA ENERGY | COM | 816851109 | 1,291,063 | 11,350,000 | SH | DFND | 01,02 | 0 | 11,350,000 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 1,666,665 | 38,500,000 | SH | Put | DFND | 01,02 | 0 | 38,500,000 | 0 |
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 6,700 | 7,000,000 | PRN | DFND | 01,02 | 0 | 7,000,000 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 244,125 | 17,500,000 | SH | Put | DFND | 01,02 | 0 | 17,500,000 | 0 |
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 113,896 | 6,751,409 | SH | DFND | 01,02 | 0 | 6,751,409 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 95,081 | 2,075,100 | SH | DFND | 01,02 | 0 | 2,075,100 | 0 | |
UNITI GROUP INC | COM | 91325V108 | 173,089 | 8,590,000 | SH | DFND | 01,02 | 0 | 8,590,000 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 1,255,791 | 11,797,000 | SH | Put | DFND | 01,02 | 0 | 11,797,000 | 0 |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 10,076 | 400,000 | SH | Put | DFND | 01,02 | 0 | 400,000 | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 532,488 | 6,600,000 | SH | Put | DFND | 01,02 | 0 | 6,600,000 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 39,920 | 4,000,000 | SH | DFND | 01,02 | 0 | 4,000,000 | 0 | |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 1,800 | 1,333,333 | SH | DFND | 01,02 | 0 | 1,333,333 | 0 | |
VMWARE INC | CL A COM | 928563402 | 83,617 | 535,798 | SH | DFND | 01,02 | 0 | 535,798 | 0 | |
VMWARE INC | CL A COM | 928563402 | 15,606 | 100,000 | SH | Call | DFND | 01,02 | 0 | 100,000 | 0 |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 756 | 500,000 | PRN | DFND | 01,02 | 0 | 500,000 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 73,835 | 500,000 | SH | Put | DFND | 01,02 | 0 | 500,000 | 0 |
WESTERN DIGITAL CORP | COM | 958102105 | 8,781 | 150,000 | SH | Put | DFND | 01,02 | 0 | 150,000 | 0 |
WINDSTREAM HLDGS INC | COM PAR | 97382A309 | 9,075 | 1,852,000 | SH | DFND | 01,02 | 0 | 1,852,000 | 0 | |
ZIONS BANCORPORATION | *W EXP 5/22/202 | 989701115 | 6,265 | 350,000 | SH | DFND | 01,02 | 0 | 350,000 | 0 |