-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGzzepP0+JQuBtgL8iM37dTS5m/C6m789KcFfIncAWXdfiu8xPFEHtxy9nAcCCXZ WJHByMBkjdcl3BKOfMMfqw== 0001013594-09-001045.txt : 20090515 0001013594-09-001045.hdr.sgml : 20090515 20090515155748 ACCESSION NUMBER: 0001013594-09-001045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 09832849 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212506299 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 elliott13fhr-051509.txt MAY 15, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Elliott Management Corporation Address: 712 Fifth Avenue, 36th floor New York, NY 10019 13F File Number: 28-5115 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all reqired items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Singer Phone: 212-974-6000 Signature, Place, and Date of Signing: /s/ Paul Singer New York, New York May 15, 2009 - --------------- ------------------ ------------ Signature City, State Date Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $756,659 List of Other Included Managers: No. 13F File Number Name 01 28-4724 ELLIOTT ASSOCIATES, L.P. 02 28-6628 ELLIOTT INTERNATIONAL, L.P. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- ADVENT SOFTWARE INC COM 00797410 - 20,000 SHS P DEFINED 01 0 20,000 AK STL HLDG CORP COM 00154710 17,302 2,430,100 SHS DEFINED 01 0 2,430,100 ALTERNATIVE ASSET MGMT ACQU CP WT EXP 080112 02149U11 1 148,000 SHS DEFINED 01 0 148,000 AMBAC FINL GROUP INC COM 02313910 312 400,000 SHS DEFINED 01 0 400,000 ASHLAND INC NEW COM 04420910 - 320,000 SHS C DEFINED 01 0 320,000 ASHLAND INC NEW COM 04420910 7,231 700,000 SHS DEFINED 01 0 700,000 ATLAS PIPELINE PARTNERS LP UNIT L P INT 04939210 1,038 265,000 SHS DEFINED 01 0 265,000 AUTOZONE INC COM 05333210 - 30,000 SHS P DEFINED 01 0 30,000 BIODELIVERY SCIENCES INTL INC COM 09060J10 597 175,230 SHS DEFINED 01 0 175,230 BLUE COAT SYSTEMS INC COM NEW 09534T50 6,966 579,980 SHS DEFINED 01 0 579,980 BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 09662710 1,792 80,000 SHS DEFINED 01 0 80,000 BORLAND SOFTWARE CORP SR NT CV 2.75%12 099849AB 6,944 11,200,000 PRN DEFINED 01 0 11,200,000 BRANDYWINE OPER PARTNERSHIP L EXCH NT 3.875%26 105340AH 4,050 6,000,000 PRN DEFINED 01 0 6,000,000 CHIPOTLE MEXICAN GRILL INC CL A 16965610 2,492 37,539 SHS DEFINED 01 0 37,539 COHEN & STEERS REIT & UTIL INC COM 19247Y10 7,051 1,635,902 SHS DEFINED 01 0 1,635,902 COHERENT INC COM 19247910 - 141,200 SHS P DEFINED 01 0 141,200 COMCAST CORP NEW CL A 20030N20 4,713 366,491 SHS DEFINED 01 0 366,491 DANA HOLDING CORP COM 23582520 520 1,130,616 SHS DEFINED 01 0 1,130,616 ENDOLOGIX INC COM 29266S10 5,319 2,533,064 SHS DEFINED 01 0 2,533,064 EPICOR SOFTWARE CORP SR NT CV2.375%27 29426LAA 11,295 20,916,000 PRN DEFINED 01 0 20,916,000 EPICOR SOFTWARE CORP COM 29426L10 12,649 3,320,001 SHS DEFINED 01 0 3,320,001 FEDERAL MOGUL CORP COM 31354940 3,060 460,154 SHS DEFINED 01 0 460,154 FLAGSTAR BANCORP INC COM 33793010 822 1,095,971 SHS DEFINED 01 0 1,095,971 GENENTECH INC COM NEW 36871040 46,953 494,240 SHS DEFINED 01 0 494,240 GENERAL MOLY INC COM 37037310 2,692 2,539,999 SHS DEFINED 01 0 2,539,999 GENWORTH FINL INC COM 37247D10 912 480,000 SHS DEFINED 01 0 480,000 HUTCHISON TELECOMM INTL LTD SPONSORED ADR 44841T10 180 38,240 SHS DEFINED 01 0 38,240 ISCO INTL INC COM 46426P10 98 19,523,835 SHS DEFINED 01 0 19,523,835 KING PHARMACEUTICALS INC COM 49558210 14,140 1,999,999 SHS DEFINED 01 0 1,999,999 LOEWS CORP COM 54042410 4,818 218,000 SHS DEFINED 01 0 218,000 MAIDEN HOLDINGS LTD SHS G5753U11 5,510 1,243,722 SHS DEFINED 01 0 1,243,722 MANNKIND CORP SR NT CV 3.75%13 56400PAA 7,869 17,487,600 PRN DEFINED 01 0 17,487,600 MCDERMOTT INTL INC COM 58003710 5,088 380,000 SHS DEFINED 01 0 380,000 MGIC INVT CORP WIS COM 55284810 883 622,000 SHS DEFINED 01 0 622,000 MSC SOFTWARE CORP COM 55353110 13,647 2,424,023 SHS DEFINED 01 0 2,424,023 NABORS INDS INC SR NT CV 11 629568AP 12,408 14,000,000 PRN DEFINED 01 0 14,000,000 OMNICARE INC SR DB CV 3.25%35 681904AL 12,445 19,000,000 PRN DEFINED 01 0 19,000,000 PARKER DRILLING CO SR NT CV 12 701081AR 4,560 8,000,000 PRN DEFINED 01 0 8,000,000 PETROLEO BRASILEIRO SA PETROBR SP ADR B SHS 71654V10 8,496 346,789 SHS DEFINED 01 0 346,789 PIONEER NAT RES CO SR CV NT2.875%38 723787AH 3,000 4,000,000 PRN DEFINED 01 0 4,000,000 PMI GROUP INC COM 69344M10 606 978,000 SHS DEFINED 01 0 978,000 PROLOGIS SR NT CV 2.25%37 743410AQ 3,587 6,800,000 PRN DEFINED 01 0 6,800,000 PROLOGIS SRNT CV 2.625%38 743410AS 1,940 4,000,000 PRN DEFINED 01 0 4,000,000 PROLOGIS SR NT CV1.875%37 743410AR 5,880 12,000,000 PRN DEFINED 01 0 12,000,000 PROLOGIS COM 74341010 - 80,000 SHS P DEFINED 01 0 80,000 SONICWALL INC COM 83547010 838 188,000 SHS DEFINED 01 0 188,000 TRANSOCEAN INC SRNT CONV 1.5%37 893830AW 16,084 19,320,000 PRN DEFINED 01 0 19,320,000 TYSON FOODS INC SR NT CV 3.25%13 902494AP 12,618 14,000,000 SHS DEFINED 01 0 14,000,000 VIRGIN MEDIA INC COM 92769L10 17,063 3,554,719 SHS DEFINED 01 0 3,554,719 VULCAN MATLS CO COM 92916010 - 240,000 SHS P DEFINED 01 0 240,000 WELLS FARGO & CO NEW PERP PFD CNV A 02149U11 10,299 21,502 SHS DEFINED 01 0 21,502 WELLS FARGO & CO NEW COM 94974610 - 268,000 SHS P DEFINED 01 0 268,000 WYETH COM 98302410 12,550 291,600 SHS DEFINED 01 0 291,600 ADVENT SOFTWARE INC COM 00797410 - 30,000 SHS P DEFINED 02 0 30,000 AK STL HLDG CORP COM 00154710 25,952 3,644,900 SHS DEFINED 02 0 3,644,900 ALTERNATIVE ASSET MGMT ACQU CP WT EXP 080112 02149U11 2 222,000 SHS DEFINED 02 0 222,000 AMBAC FINL GROUP INC COM 02313910 468 600,000 SHS DEFINED 02 0 600,000 ASHLAND INC NEW COM 04420910 - 480,000 SHS C DEFINED 02 0 480,000 ASHLAND INC NEW COM 04420910 10,846 1,050,000 SHS DEFINED 02 0 1,050,000 ATLAS PIPELINE PARTNERS LP UNIT L P INT 04939210 1,038 265,000 SHS DEFINED 02 0 265,000 AUTOZONE INC COM 05333210 - 45,000 SHS P DEFINED 02 0 45,000 BIODELIVERY SCIENCES INTL INC COM 09060J10 896 262,845 SHS DEFINED 02 0 262,845 BLUE COAT SYSTEMS INC COM NEW 09534T50 10,449 870,020 SHS DEFINED 02 0 870,020 BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 09662710 2,128 95,000 SHS DEFINED 02 0 95,000 BORLAND SOFTWARE CORP SR NT CV 2.75%12 099849AB 10,416 16,800,000 PRN DEFINED 02 0 16,800,000 BRANDYWINE OPER PARTNERSHIP L EXCH NT 3.875%26 105340AH 6,075 9,000,000 PRN DEFINED 02 0 9,000,000 CHIPOTLE MEXICAN GRILL INC CL A 16965610 2,493 37,561 SHS DEFINED 02 0 37,561 COHEN & STEERS REIT & UTIL INC COM 19247Y10 2,090 484,812 SHS DEFINED 02 0 484,812 COHERENT INC COM 19247910 - 211,900 SHS P DEFINED 02 0 211,900 DANA HOLDING CORP COM 23582520 780 1,695,925 SHS DEFINED 02 0 1,695,925 ENDOLOGIX INC COM 29266S10 7,979 3,799,601 SHS DEFINED 02 0 3,799,601 EPICOR SOFTWARE CORP SR NT CV2.375%27 29426LAA 16,942 31,374,000 PRN DEFINED 02 0 31,374,000 EPICOR SOFTWARE CORP COM 29426L10 18,974 4,979,999 SHS DEFINED 02 0 4,979,999 FEDERAL MOGUL CORP COM 31354940 4,590 690,230 SHS DEFINED 02 0 690,230 FLAGSTAR BANCORP INC COM 33793010 1,233 1,643,955 SHS DEFINED 02 0 1,643,955 GENENTECH INC COM NEW 36871040 70,429 741,360 SHS DEFINED 02 0 741,360 GENERAL MOLY INC COM 37037310 4,039 3,810,001 SHS DEFINED 02 0 3,810,001 GENWORTH FINL INC COM 37247D10 1,368 720,000 SHS DEFINED 02 0 720,000 HUTCHISON TELECOMM INTL LTD SPONSORED ADR 44841T10 270 57,360 SHS DEFINED 02 0 57,360 ISCO INTL INC COM 46426P10 100 19,904,159 SHS DEFINED 02 0 19,904,159 KING PHARMACEUTICALS INC COM 49558210 21,210 3,000,001 SHS DEFINED 02 0 3,000,001 LOEWS CORP COM 54042410 7,227 327,000 SHS DEFINED 02 0 327,000 MANNKIND CORP SR NT CV 3.75%13 56400PAA 11,804 26,231,400 PRN DEFINED 02 0 26,231,400 MCDERMOTT INTL INC COM 58003710 7,632 570,000 SHS DEFINED 02 0 570,000 MGIC INVT CORP WIS COM 55284810 1,325 933,000 SHS DEFINED 02 0 933,000 MSC SOFTWARE CORP COM 55353110 20,471 3,636,035 SHS DEFINED 02 0 3,636,035 NABORS INDS INC SR NT CV 11 629568AP 18,611 21,000,000 PRN DEFINED 02 0 21,000,000 OMNICARE INC SR DB CV 3.25%35 681904AL 18,668 28,500,000 PRN DEFINED 02 0 28,500,000 PARKER DRILLING CO SR NT CV 12 701081AR 6,840 12,000,000 PRN DEFINED 02 0 12,000,000 PETROLEO BRASILEIRO SA PETROBR SP ADR B SHS 71654V10 12,745 520,184 SHS DEFINED 02 0 520,184 PIONEER NAT RES CO SR CV NT2.875%38 723787AH 4,500 6,000,000 PRN DEFINED 02 0 6,000,000 PMI GROUP INC COM 69344M10 910 1,467,000 SHS DEFINED 02 0 1,467,000 PROLOGIS SR NT CV 2.25%37 743410AQ 5,381 10,200,000 PRN DEFINED 02 0 10,200,000 PROLOGIS SRNT CV 2.625%38 743410AS 2,910 6,000,000 PRN DEFINED 02 0 6,000,000 PROLOGIS SR NT CV1.875%37 743410AR 8,820 18,000,000 PRN DEFINED 02 0 18,000,000 PROLOGIS COM 74341010 - 120,000 SHS P DEFINED 02 0 120,000 SONICWALL INC COM 83547010 1,258 282,000 SHS DEFINED 02 0 282,000 TRANSOCEAN INC SRNT CONV 1.5%37 893830AW 24,126 28,980,000 PRN DEFINED 02 0 28,980,000 TYSON FOODS INC SR NT CV 3.25%13 902494AP 18,926 21,000,000 PRN DEFINED 02 0 21,000,000 VIRGIN MEDIA INC COM 92769L10 25,594 5,332,078 SHS DEFINED 02 0 5,332,078 VULCAN MATLS CO COM 92916010 - 360,000 SHS P DEFINED 02 0 360,000 WELLS FARGO & CO NEW COM 94974610 - 402,000 SHS P DEFINED 02 0 402,000 WYETH COM 98302410 18,826 437,400 SHS DEFINED 02 0 437,400
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