0001676188-16-000001.txt : 20160616 0001676188-16-000001.hdr.sgml : 20160616 20160616203546 ACCESSION NUMBER: 0001676188-16-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160606 FILED AS OF DATE: 20160616 DATE AS OF CHANGE: 20160616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Santoni Thomas E CENTRAL INDEX KEY: 0001676188 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 161718740 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER ROAD, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-06-06 0 0001048268 IES Holdings, Inc. IESC 0001676188 Santoni Thomas E 5433 WESTHEIMER ROAD, SUITE 500 HOUSTON TX 77056 0 1 0 0 SVP, Operations Common Stock 39933 D Stock Options (Right to Buy) 7.21 2017-02-02 2025-02-02 Common Stock 1500 D Includes 900 shares of restricted stock granted on May 12, 2006 pursuant to the 2006 Equity Incentive Plan of IES Holdings, Inc. (formerly known as Integrated Electrical Services, Inc.) (the "Company"), as amended on October 9, 2007 (the "Plan"), which vested in full on September 15, 2006; includes 208 shares of the Company's common stock reclassified in 2008 by the Company in connection with the Company's 2006 reorganization; includes 8,000 shares of restricted stock granted pursuant to the Plan on September 28, 2010, which vested in full on September 28, 2012; includes 10,000 shares of restricted stock granted pursuant to the Plan on December 16, 2010, of which 3,334 shares vested on each of December 16, 2011 and December 16, 2012 and 3,332 shares vested on December 16, 2013, and of which 1,762 shares were forfeited to satiafy tax withholding obligations. Includes 3,926 shares of the Company's common stock issued upon exercise of subscription rights in connection with the Company's 2014 rights offering; includes 12,500 shares of restricted stock granted on April 1, 2015 pursuant to the Plan, which will vest on April 1, 2018; and includes 6,161 shares of the Company's common stock acquired in open market purchases. The date indicated is the vesting date on the second anniversary of the grant date. The price reported in Column 4 reflects the exercise price at which the stock options were granted to the employee pursuant to the Plan. /s/Gail D. Makode, Attorney-in-Fact 2016-06-16