0001676188-16-000001.txt : 20160616
0001676188-16-000001.hdr.sgml : 20160616
20160616203546
ACCESSION NUMBER: 0001676188-16-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160606
FILED AS OF DATE: 20160616
DATE AS OF CHANGE: 20160616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Santoni Thomas E
CENTRAL INDEX KEY: 0001676188
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 161718740
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER ROAD, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-06-06
0
0001048268
IES Holdings, Inc.
IESC
0001676188
Santoni Thomas E
5433 WESTHEIMER ROAD, SUITE 500
HOUSTON
TX
77056
0
1
0
0
SVP, Operations
Common Stock
39933
D
Stock Options (Right to Buy)
7.21
2017-02-02
2025-02-02
Common Stock
1500
D
Includes 900 shares of restricted stock granted on May 12, 2006 pursuant to the 2006 Equity Incentive Plan of IES Holdings, Inc. (formerly known as Integrated Electrical Services, Inc.) (the "Company"), as amended on October 9, 2007 (the "Plan"), which vested in full on September 15, 2006; includes 208 shares of the Company's common stock reclassified in 2008 by the Company in connection with the Company's 2006 reorganization; includes 8,000 shares of restricted stock granted pursuant to the Plan on September 28, 2010, which vested in full on September 28, 2012; includes 10,000 shares of restricted stock granted pursuant to the Plan on December 16, 2010, of which 3,334 shares vested on each of December 16, 2011 and December 16, 2012 and 3,332 shares vested on December 16, 2013, and of which 1,762 shares were forfeited to satiafy tax withholding obligations.
Includes 3,926 shares of the Company's common stock issued upon exercise of subscription rights in connection with the Company's 2014 rights offering; includes 12,500 shares of restricted stock granted on April 1, 2015 pursuant to the Plan, which will vest on April 1, 2018; and includes 6,161 shares of the Company's common stock acquired in open market purchases.
The date indicated is the vesting date on the second anniversary of the grant date.
The price reported in Column 4 reflects the exercise price at which the stock options were granted to the employee pursuant to the Plan.
/s/Gail D. Makode, Attorney-in-Fact
2016-06-16