0001540463-16-000002.txt : 20160831
0001540463-16-000002.hdr.sgml : 20160831
20160831173816
ACCESSION NUMBER: 0001540463-16-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160829
FILED AS OF DATE: 20160831
DATE AS OF CHANGE: 20160831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewey Robert W.
CENTRAL INDEX KEY: 0001540463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 161864057
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-29
0
0001048268
IES Holdings, Inc.
IESC
0001540463
Lewey Robert W.
5433 WESTHEIMER, SUITE 500
HOUSTON
TX
77056
1
1
0
0
Director & President
Common Stock
2016-08-29
4
M
0
5000
5.76
A
89604
D
Common Stock
2016-08-29
4
S
0
5000
17
D
84604
D
Employee Stock Option (right to buy)
5.76
2016-08-29
4
M
0
5000
0
D
2015-05-01
2023-05-01
Common Stock
5000
13000
D
Represents common stock received from the exercise of stock options granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through October 2007).
These shares were sold in a single transaction. The exercise of options and sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2016.
The date indicated is the vesting date for the stock options.
The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through October 2007).
/s/ Gail D. Makode, Attorney-in-Fact
2016-08-31