0001456922-18-000002.txt : 20181211
0001456922-18-000002.hdr.sgml : 20181211
20181211184029
ACCESSION NUMBER: 0001456922-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181207
FILED AS OF DATE: 20181211
DATE AS OF CHANGE: 20181211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McLauchlin Tracy
CENTRAL INDEX KEY: 0001456922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 181229727
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER RD., SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-12-07
0
0001048268
IES Holdings, Inc.
IESC
0001456922
McLauchlin Tracy
5433 WESTHEIMER RD., SUITE 500
HOUSTON
TX
77056
0
1
0
0
SVP, CFO & Treasurer
Common Stock
2018-12-07
4
A
0
37350
0
A
61443
D
Common Stock
2018-12-07
4
F
0
14697
17.09
D
46746
D
On October 2, 2015, Ms. McLauchlin was granted an award of 70,000 Performance Units, pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each Performance Unit represented a contractual right in respect of one share of the Issuer's common stock. The Performance Units were to become vested, if at all, upon the achievement of certain specified financial performance objectives and the continued performance of services through the date that the Company filed its Annual Report on Form 10-K for its fiscal year ended September 30, 2018 (the "Annual Report"). On December 7, 2018, upon the filing of the Annual Report, the performance criteria were determined to have been partially met, resulting in vesting of 37,350 Performance Units under this award.
Represents shares withheld to satisfy withholding tax liability resulting from the vesting of Performance Units delivered pursuant to the 2006 Equity Incentive Plan.
/s/Gail D. Makode, Attorney-in-Fact
2018-12-11