0001408176-20-000002.txt : 20200702
0001408176-20-000002.hdr.sgml : 20200702
20200702165701
ACCESSION NUMBER: 0001408176-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200701
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gendell David B.
CENTRAL INDEX KEY: 0001408176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 201010443
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER ROAD, SUITE 500
STREET 2: 5433 WESTHEIMER ROAD, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-07-01
0
0001048268
IES Holdings, Inc.
IESC
0001408176
Gendell David B.
5433 WESTHEIMER ROAD, SUITE 500
5433 WESTHEIMER ROAD, SUITE 500
HOUSTON
TX
77056
1
0
0
0
Common Stock
2020-07-01
4
A
0
782
0
A
131700
D
Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan.
/s/ Mary K. Newman, Attorney-in-Fact
2020-07-02