0001408176-17-000006.txt : 20170524 0001408176-17-000006.hdr.sgml : 20170524 20170524182039 ACCESSION NUMBER: 0001408176-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170524 FILED AS OF DATE: 20170524 DATE AS OF CHANGE: 20170524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gendell David B. CENTRAL INDEX KEY: 0001408176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 17867773 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE, SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-05-24 0 0001048268 IES Holdings, Inc. IESC 0001408176 Gendell David B. 1 SOUND SHORE DRIVE, SUITE 304 GREENWICH CT 06830 1 0 0 0 Common Stock 2017-05-24 4 M 0 6000 7.27 A 121697 D Employee Stock Option (right to buy) 7.27 2017-05-24 4 M 0 6000 0 D 2017-01-14 2025-01-14 Common Stock 6000 0 D Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016). The date indicated is the vesting date for the stock options. The price reported in Column 8 reflects that the stock options were granted to the reporting person pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016). /s/Gail D. Makode, Attorney-in-Fact 2017-05-24