0001297011-16-000004.txt : 20161005
0001297011-16-000004.hdr.sgml : 20161005
20161005174153
ACCESSION NUMBER: 0001297011-16-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161003
FILED AS OF DATE: 20161005
DATE AS OF CHANGE: 20161005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dowling Joseph L III
CENTRAL INDEX KEY: 0001297011
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 161923435
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-10-03
0
0001048268
IES Holdings, Inc.
IESC
0001297011
Dowling Joseph L III
5433 WESTHEIMER, SUITE 500
HOUSTON
TX
77056
1
0
0
0
Common Stock
2016-10-03
4
A
0
562
0
A
41530
D
Common Stock
2016-10-03
4
J
0
2106
0
A
43636
D
Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES Holdings, Inc. common stock when Mr. Dowling leaves the board of directors for any reason.
Represents shares of common stock of IES Holdings, Inc. (the Company) received by Mr. Dowling as a result of an in-kind, pro rata distribution of IES Holdings, Inc. common stock by an investment fund to all of its investors, including Mr. Dowling. The investment fund is affiliated with Tontine Capital Partners, L.P., which, together with its affiliates, is the majority shareholder of the Company.
/s/Gail D. Makode, Attorney-in-Fact
2016-10-05