0001228770-20-000005.txt : 20200903 0001228770-20-000005.hdr.sgml : 20200903 20200903180813 ACCESSION NUMBER: 0001228770-20-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200901 FILED AS OF DATE: 20200903 DATE AS OF CHANGE: 20200903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTHEWS GARY S CENTRAL INDEX KEY: 0001228770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 201160199 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER ROAD, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 4 1 wf-form4_159917087707907.xml FORM 4 X0306 4 2020-09-01 1 0001048268 IES Holdings, Inc. IESC 0001228770 MATTHEWS GARY S 5433 WESTHEIMER ROAD, SUITE 500 HOUSTON TX 77056 0 0 0 1 Former CEO and Director Common Stock 2020-09-01 4 S 0 5000 29.327 D 61605 D Common Stock 2020-09-01 4 S 0 1786 29.4288 D 59819 D Common Stock 2020-09-01 4 S 0 5000 29.2436 D 54819 D Common Stock 2020-09-02 4 S 0 2350 29.30 D 0 I Held by wife Common Stock 2020-09-02 4 S 0 5000 29.90 D 49819 D Common Stock 2020-09-02 4 S 0 5000 29.70 D 44819 D Common Stock 2020-09-02 4 S 0 5000 29.50 D 39819 D Common Stock 2020-09-02 4 S 0 5000 29.35 D 34819 D Common Stock 2020-09-02 4 S 0 1452 30.0007 D 33367 D Common Stock 2020-09-03 4 S 0 5000 29.1445 D 28367 D Common Stock 2020-09-03 4 S 0 375 29.70 D 27992 D Common Stock 650 I Held by LM 2020 Trust Common Stock 500 I Held in IRA in wife's name Common Stock 5106 I Held in IRA The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.52, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.40 to $29.51, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.50, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.01, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.10 to $29.20, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Mary K. Newman, Attorney-in-Fact 2020-09-03