0001048268-22-000107.txt : 20221208
0001048268-22-000107.hdr.sgml : 20221208
20221208171231
ACCESSION NUMBER: 0001048268-22-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221206
FILED AS OF DATE: 20221208
DATE AS OF CHANGE: 20221208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McLauchlin Tracy
CENTRAL INDEX KEY: 0001456922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 221453166
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER RD., SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
4
1
wf-form4_167053753619149.xml
FORM 4
X0306
4
2022-12-06
0
0001048268
IES Holdings, Inc.
IESC
0001456922
McLauchlin Tracy
5433 WESTHEIMER ROAD, SUITE 500
HOUSTON
TX
77056
0
1
0
0
SVP, CFO & Treasurer
Common Stock
2022-12-06
4
A
0
12753
35.96
A
88317
D
Common Stock
2022-12-06
4
F
0
5018
35.96
D
83299
D
Common Stock
2022-12-06
4
A
0
3691
0
A
86990
D
On December 4, 2019, Ms. McLauchlin was granted shares of time and performance based phantom stock units (the "Phantom Stock Units") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). The Phantom Stock Units vested, if at all, upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the scheduled vesting date. On December 6, 2022, upon the filing of the Issuer's Annual Report on Form 10-K for its fiscal year ended September 30, 2022, the performance and service criteria were determined to have been met, resulting in the investing of 12,753 Phantom Stock Units under this award.
Represents shares of Common Stock withheld to satisfy the tax obligation resulting from the vesting of the performance and time-based phantom stock units granted to Ms. McLauchlin on December 4, 2019 pursuant to the 2006 Equity Incentive Plan.
On December 6, 2022, Ms. McLauchlin was granted 3,691 time-based Phantom Stock Units ("PSUs") pursuant to the 2006 Equity Incentive Plan. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock and will vest upon the continued performance of services through the scheduled vesting date. The PSUs are scheduled to vest on the earlier of (i) December 15, 2025 and (ii) the date that the Issuer files its Annual Report on Form 10-K for its fiscal year ending September 30, 2025.
/s/ Tracy A. McLauchlin
2022-12-08