0001048268-22-000107.txt : 20221208 0001048268-22-000107.hdr.sgml : 20221208 20221208171231 ACCESSION NUMBER: 0001048268-22-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221206 FILED AS OF DATE: 20221208 DATE AS OF CHANGE: 20221208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLauchlin Tracy CENTRAL INDEX KEY: 0001456922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 221453166 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER RD., SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 4 1 wf-form4_167053753619149.xml FORM 4 X0306 4 2022-12-06 0 0001048268 IES Holdings, Inc. IESC 0001456922 McLauchlin Tracy 5433 WESTHEIMER ROAD, SUITE 500 HOUSTON TX 77056 0 1 0 0 SVP, CFO & Treasurer Common Stock 2022-12-06 4 A 0 12753 35.96 A 88317 D Common Stock 2022-12-06 4 F 0 5018 35.96 D 83299 D Common Stock 2022-12-06 4 A 0 3691 0 A 86990 D On December 4, 2019, Ms. McLauchlin was granted shares of time and performance based phantom stock units (the "Phantom Stock Units") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). The Phantom Stock Units vested, if at all, upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the scheduled vesting date. On December 6, 2022, upon the filing of the Issuer's Annual Report on Form 10-K for its fiscal year ended September 30, 2022, the performance and service criteria were determined to have been met, resulting in the investing of 12,753 Phantom Stock Units under this award. Represents shares of Common Stock withheld to satisfy the tax obligation resulting from the vesting of the performance and time-based phantom stock units granted to Ms. McLauchlin on December 4, 2019 pursuant to the 2006 Equity Incentive Plan. On December 6, 2022, Ms. McLauchlin was granted 3,691 time-based Phantom Stock Units ("PSUs") pursuant to the 2006 Equity Incentive Plan. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock and will vest upon the continued performance of services through the scheduled vesting date. The PSUs are scheduled to vest on the earlier of (i) December 15, 2025 and (ii) the date that the Issuer files its Annual Report on Form 10-K for its fiscal year ending September 30, 2025. /s/ Tracy A. McLauchlin 2022-12-08