0001048268-21-000173.txt : 20211215 0001048268-21-000173.hdr.sgml : 20211215 20211215174915 ACCESSION NUMBER: 0001048268-21-000173 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simmes Matthew J CENTRAL INDEX KEY: 0001899288 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 211495252 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER ROAD STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 3 1 wf-form3_163960853654915.xml FORM 3 X0206 3 2021-12-03 0 0001048268 IES Holdings, Inc. IESC 0001899288 Simmes Matthew J 5433 WESTHEIMER ROAD SUITE 500 HOUSTON TX 77056 0 1 0 0 Chief Operating Officer Common Stock 9489 D Employee Stock Option (right to buy) 7.21 2017-02-02 2025-02-02 Common Stock 1000.0 D On May 15, 2020, Mr. Simmes was granted 3,750 time-based phantom stock units (the "PSUs") pursuant to the 2006 Equity Incentive Plan as amended and restated through February 2016. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. The PSUs vest, if at all, upon the continued performance of services through the applicable scheduled vesting date. The PSUs are scheduled to vest on May 15, 2023. /s/ Mary K. Newman, Attorney-in-Fact 2021-12-14