0001003297-14-000411.txt : 20140812 0001003297-14-000411.hdr.sgml : 20140812 20140811192812 ACCESSION NUMBER: 0001003297-14-000411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140807 FILED AS OF DATE: 20140811 DATE AS OF CHANGE: 20140811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDSTROM JAMES M CENTRAL INDEX KEY: 0001257737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 141032175 MAIL ADDRESS: STREET 1: ONE SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 lindstrom.xml PRIMARY DOCUMENT X0306 4 2014-08-07 0001048268 INTEGRATED ELECTRICAL SERVICES INC IESC 0001257737 LINDSTROM JAMES M ONE SOUND SHORE DRIVE STE. 304 GREENWICH CT 06830 1 1 0 0 Chief Executive Officer Common Stock 2014-08-07 4 X 0 25343 5.20 A 269877 D Subscription Rights (right to buy) 5.20 2014-08-07 4 X 0 118107 0 D 2014-07-07 2014-07-29 Common Stock 25343 0 D Common stock issued upon exercise of subscription rights. See footnote 2 below. Integrated Electrical Services, Inc. (the "Company") issued pro rata, at no charge, to the holders of shares of its common stock, as of 5:00 p.m., Eastern Time, on July 7, 2014, the record date for the rights offering, one non-transferable subscription right for each share of common stock owned on the record date. Each subscription right entitled the holder thereof to purchase 0.214578135 shares of the Company's common stock at a subscription price of $5.20 per share. While the rights offering expired as of 5:00 p.m., Eastern Time, on July 29, 2014 (the "expiration time"), share allocations were not finalized until August 7, 2014, in light of compliance with guaranteed delivery procedures, allocations related to over-subscriptions and reductions contemplated by the terms of the rights offering. Subscription rights that were not exercised prior to the expiration time, expired and were no longer exercisable as of such time. /s/ Gail Makode Attorney-in-fact 2014-08-11