0001003297-14-000411.txt : 20140812
0001003297-14-000411.hdr.sgml : 20140812
20140811192812
ACCESSION NUMBER: 0001003297-14-000411
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140807
FILED AS OF DATE: 20140811
DATE AS OF CHANGE: 20140811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINDSTROM JAMES M
CENTRAL INDEX KEY: 0001257737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 141032175
MAIL ADDRESS:
STREET 1: ONE SOUND SHORE DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
lindstrom.xml
PRIMARY DOCUMENT
X0306
4
2014-08-07
0001048268
INTEGRATED ELECTRICAL SERVICES INC
IESC
0001257737
LINDSTROM JAMES M
ONE SOUND SHORE DRIVE
STE. 304
GREENWICH
CT
06830
1
1
0
0
Chief Executive Officer
Common Stock
2014-08-07
4
X
0
25343
5.20
A
269877
D
Subscription Rights (right to buy)
5.20
2014-08-07
4
X
0
118107
0
D
2014-07-07
2014-07-29
Common Stock
25343
0
D
Common stock issued upon exercise of subscription rights. See footnote 2 below.
Integrated Electrical Services, Inc. (the "Company") issued pro rata, at no charge, to the holders of shares of its common stock, as of 5:00 p.m., Eastern Time, on July 7, 2014, the record date for the rights offering, one non-transferable subscription right for each share of common stock owned on the record date. Each subscription right entitled the holder thereof to purchase 0.214578135 shares of the Company's common stock at a subscription price of $5.20 per share. While the rights offering expired as of 5:00 p.m., Eastern Time, on July 29, 2014 (the "expiration time"), share allocations were not finalized until August 7, 2014, in light of compliance with guaranteed delivery procedures, allocations related to over-subscriptions and reductions contemplated by the terms of the rights offering. Subscription rights that were not exercised prior to the expiration time, expired and were no longer exercisable as of such time.
/s/ Gail Makode Attorney-in-fact
2014-08-11