0000899243-20-000561.txt : 20200106 0000899243-20-000561.hdr.sgml : 20200106 20200106165846 ACCESSION NUMBER: 0000899243-20-000561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dowling Joseph L III CENTRAL INDEX KEY: 0001297011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 20510594 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER ROAD, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-02 0 0001048268 IES Holdings, Inc. IESC 0001297011 Dowling Joseph L III 5433 WESTHEIMER, SUITE 500 HOUSTON TX 77056 1 0 0 0 Common Stock 2020-01-02 4 A 0 706 0.00 A 51917 D Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. /s/ Tracy A. McLauchlin, Attorney-in-Fact 2020-01-06 EX-24 2 attachment1.htm EX-24 DOCUMENT

                                   POWER OF ATTORNEY

           For Executing Forms 3, 4 and 5, Form 144 and Schedules 13D and 13G

        Know all men by these presents that the undersigned hereby constitutes
and appoints Tracy A. McLauchlin and Mary K. Newman, signing singly, the
undersigned's true and lawful attorney-in-fact to:

        (1) execute for and on behalf of the undersigned (a) Forms 3, 4 and 5
            (including amendments thereto) in accordance with Section 16(a) of
            the Securities Exchange Act of 1934 and the rules thereunder, (b)
            Form 144 and (c) Schedules 13D and 13G (including amendments
            thereto) in accordance with Sections 13(d) and 13(g) of the
            Securities Exchange Act of 1934 and the rules thereunder.

        (2) do and perform any and all acts for and on behalf of the undersigned
            that may be necessary or desirable to complete and execute any such
            Form 3, 4 or 5, Form 144 of Schedule 13D or 13G (including
            amendments thereto) and timely file such Forms or Schedules with the
            Securities and Exchange Commission and any stock exchange, self-
            regulatory association or any other authority; and

        (3) take any other action of any type whatsoever in connection with the
            foregoing that, in the opinion of each such attorney-in-fact, may be
            of benefit to, in the best interest of, or legally required of the
            undersigned, it being understood that the documents executed by the
            attorney-in-fact on behalf of the undersigned pursuant to this Power
            of Attorney shall be in such form and shall contain such terms and
            conditions as the attorney-in- fact may approve in the attorney-in-
            fact's discretion.

        The undersigned hereby grants to each attorney-in-fact full power and
authority to do and perform all and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that the attorney-in-fact, or the attorneys-
in-fact substitute or substitutes, shall lawfully do or cause to be done by
virtue of this Power of Attorney and the rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys-in-fact, and their
substitutes, in serving in such capacity at the request of the undersigned, are
not assuming (nor is IES Holdings, Inc. assuming) any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934. The undersigned agrees that each such attorney-in-fact may rely entirely
on information furnished orally or in writing by the undersigned to the
attorney-in-fact.

        This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5, Form 144 and
Schedules 13D and 13G (including amendments thereto) with respect to the
undersigned's holdings of and transactions in securities issued by IES Holdings,
Inc., unless earlier revoked by the undersigned in a signed writing delivered to
the foregoing attorneys-in-fact. This Power of Attorney does not revoke any
other power of attorney that the undersigned has previously granted.

        IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 6th day of January, 2020.


                                        By: /s/ Joseph L. Dowling III
                                            ------------------------------
                                        Name:  Joseph L. Dowling III
                                              --------------------------------