0000899243-19-023578.txt : 20190913 0000899243-19-023578.hdr.sgml : 20190913 20190913184048 ACCESSION NUMBER: 0000899243-19-023578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Makode Gail D CENTRAL INDEX KEY: 0001560811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 191093439 MAIL ADDRESS: STREET 1: ONE SOUND SHORE DR, SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-11 0 0001048268 IES Holdings, Inc. IESC 0001560811 Makode Gail D ONE SOUND SHORE DR, SUITE 304 GREENWICH CT 06830 0 1 0 0 SVP, GC & Secretary Common Stock 2019-09-11 4 M 0 12500 5.76 A 62308 D Common Stock 2019-09-11 4 M 0 5000 7.27 A 67308 D Common Stock 2019-09-11 4 F 0 9394 19.14 D 57914 D Employee Stock Option (Right to Buy) 5.76 2019-09-11 4 M 0 12500 0.00 D 2015-05-01 2023-05-01 Common Stock 12500 0 D Employee Stock Option (Right to Buy) 7.27 2019-09-11 4 M 0 5000 0.00 D 2017-01-14 2025-01-14 Common Stock 5000 0 D Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated, the "Plan"). Represents (i) 3,733 shares withheld to satisfy withholding tax liability resulting from the options exercise; and (ii) 5,661 shares withheld for payment of the exercise price of the shares underlying the stock options, each in accordance with the terms of the reporting person's award agreements under the Plan. /s/ Gail D. Makode 2019-09-13