0000899243-19-023578.txt : 20190913
0000899243-19-023578.hdr.sgml : 20190913
20190913184048
ACCESSION NUMBER: 0000899243-19-023578
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190911
FILED AS OF DATE: 20190913
DATE AS OF CHANGE: 20190913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Makode Gail D
CENTRAL INDEX KEY: 0001560811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 191093439
MAIL ADDRESS:
STREET 1: ONE SOUND SHORE DR, SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-11
0
0001048268
IES Holdings, Inc.
IESC
0001560811
Makode Gail D
ONE SOUND SHORE DR, SUITE 304
GREENWICH
CT
06830
0
1
0
0
SVP, GC & Secretary
Common Stock
2019-09-11
4
M
0
12500
5.76
A
62308
D
Common Stock
2019-09-11
4
M
0
5000
7.27
A
67308
D
Common Stock
2019-09-11
4
F
0
9394
19.14
D
57914
D
Employee Stock Option (Right to Buy)
5.76
2019-09-11
4
M
0
12500
0.00
D
2015-05-01
2023-05-01
Common Stock
12500
0
D
Employee Stock Option (Right to Buy)
7.27
2019-09-11
4
M
0
5000
0.00
D
2017-01-14
2025-01-14
Common Stock
5000
0
D
Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated, the "Plan").
Represents (i) 3,733 shares withheld to satisfy withholding tax liability resulting from the options exercise; and (ii) 5,661 shares withheld for payment of the exercise price of the shares underlying the stock options, each in accordance with the terms of the reporting person's award agreements under the Plan.
/s/ Gail D. Makode
2019-09-13