0001209191-17-004468.txt : 20170119 0001209191-17-004468.hdr.sgml : 20170119 20170119162616 ACCESSION NUMBER: 0001209191-17-004468 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170119 DATE AS OF CHANGE: 20170119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP CENTRAL INDEX KEY: 0001047884 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522059785 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SECOND FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-4493 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SECOND FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCADAMS JOSEPH LLOYD CENTRAL INDEX KEY: 0001209599 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13709 FILM NUMBER: 17536184 MAIL ADDRESS: STREET 1: 1299 OCEAN AVE. STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 0 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001209599 MCADAMS JOSEPH LLOYD 1299 OCEAN AVENUE SECOND FLOOR SANTA MONICA CA 90401 1 1 0 0 CEO Common Stock 2016-12-31 5 J 0 27569 A 1322979 D Common Stock 41500 I By spouse Common Stock 33700 I McAdams Foundation These shares were acquired under the Anworth Mortgage Asset Corporation Dividend Reinvestment and Stock Purchase Plan in exempt transactions pursuant to Rule 16a-11 at the then-current market prices during calendar year 2016. Mr. McAdams is married to Heather U. Baines, Executive Vice President of Anworth Mortgage Asset Corporation. Mr. McAdams owns 62,500 shares individually. The balance of these shares are owned as community property with Ms. Baines. Ms. Baines owns 41,500 shares in which Mr. McAdams has no beneficial interests. Shares held by the McAdams Foundation, of which Mr. McAdams is a director. /s/ Joseph Lloyd McAdams 2017-01-19