0001209191-17-004468.txt : 20170119
0001209191-17-004468.hdr.sgml : 20170119
20170119162616
ACCESSION NUMBER: 0001209191-17-004468
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170119
DATE AS OF CHANGE: 20170119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCADAMS JOSEPH LLOYD
CENTRAL INDEX KEY: 0001209599
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 17536184
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVE.
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2016-12-31
0
0
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001209599
MCADAMS JOSEPH LLOYD
1299 OCEAN AVENUE
SECOND FLOOR
SANTA MONICA
CA
90401
1
1
0
0
CEO
Common Stock
2016-12-31
5
J
0
27569
A
1322979
D
Common Stock
41500
I
By spouse
Common Stock
33700
I
McAdams Foundation
These shares were acquired under the Anworth Mortgage Asset Corporation Dividend Reinvestment and Stock Purchase Plan in exempt transactions pursuant to Rule 16a-11 at the then-current market prices during calendar year 2016.
Mr. McAdams is married to Heather U. Baines, Executive Vice President of Anworth Mortgage Asset Corporation. Mr. McAdams owns 62,500 shares individually. The balance of these shares are owned as community property with Ms. Baines.
Ms. Baines owns 41,500 shares in which Mr. McAdams has no beneficial interests.
Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
/s/ Joseph Lloyd McAdams
2017-01-19