0001209191-16-130385.txt : 20160701
0001209191-16-130385.hdr.sgml : 20160701
20160701122657
ACCESSION NUMBER: 0001209191-16-130385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160701
DATE AS OF CHANGE: 20160701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS JOE E
CENTRAL INDEX KEY: 0001063480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 161745696
MAIL ADDRESS:
STREET 1: 3436 CARIBETH DR
CITY: ENCINO
STATE: CA
ZIP: 91436
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-01
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001063480
DAVIS JOE E
1299 OCEAN AVENUE
SECOND FLOOR
SANTA MONICA
CA
90401
1
0
0
0
Common Stock
15582
D
Restricted Stock Unit
2016-07-01
4
A
0
2000
A
Common Stock
2000
16000
D
Series B Cumulative Convertible Preferred Stock
10.50
Common Stock
13991
3000
D
1-for-1.
The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
Granted to the reporting person for his continued service on the board of directors.
The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 4.6635 per share.
Immediately exercisable.
The Series B Cumulative Convertible Preferred Stock has no expiration date.
/s/ Joe E. Davis
2016-07-01