0001181431-14-017914.txt : 20140505 0001181431-14-017914.hdr.sgml : 20140505 20140505164836 ACCESSION NUMBER: 0001181431-14-017914 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140501 FILED AS OF DATE: 20140505 DATE AS OF CHANGE: 20140505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP CENTRAL INDEX KEY: 0001047884 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522059785 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-4493 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK CHARLES CENTRAL INDEX KEY: 0001209607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13709 FILM NUMBER: 14814096 MAIL ADDRESS: STREET 1: 525 ALMA REAL DRIVE CITY: PACIFIC PALASADES STATE: CA ZIP: 90272 4 1 rrd408159.xml FORM 4 CHARLES BLACK 05-01-14 X0306 4 2014-05-01 1 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001209607 BLACK CHARLES C/O ANWORTH MORTGAGE ASSET CORPORATION 1299 OCEAN AVENUE, SECOND FLOOR SANTA MONICA CA 90401 1 0 0 0 Common Stock 2014-05-01 4 C 0 10000 5.44 A 36923 I 36923 Restricted Stock Unit 2014-05-01 4 D 0 10000 D Common Stock 10000 0 D By Charles H. Black Trust U/A 03/11/13 1-for-1. The Restricted Stock Units vested and were converted into shares of common stock (on a 1-for-1 basis) upon the reporting person's termination of service from the board of directors. /s/ Estate of Charles H. Black 2014-05-05