0001181431-14-017914.txt : 20140505
0001181431-14-017914.hdr.sgml : 20140505
20140505164836
ACCESSION NUMBER: 0001181431-14-017914
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140501
FILED AS OF DATE: 20140505
DATE AS OF CHANGE: 20140505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK CHARLES
CENTRAL INDEX KEY: 0001209607
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 14814096
MAIL ADDRESS:
STREET 1: 525 ALMA REAL DRIVE
CITY: PACIFIC PALASADES
STATE: CA
ZIP: 90272
4
1
rrd408159.xml
FORM 4 CHARLES BLACK 05-01-14
X0306
4
2014-05-01
1
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001209607
BLACK CHARLES
C/O ANWORTH MORTGAGE ASSET CORPORATION
1299 OCEAN AVENUE, SECOND FLOOR
SANTA MONICA
CA
90401
1
0
0
0
Common Stock
2014-05-01
4
C
0
10000
5.44
A
36923
I
36923
Restricted Stock Unit
2014-05-01
4
D
0
10000
D
Common Stock
10000
0
D
By Charles H. Black Trust U/A 03/11/13
1-for-1.
The Restricted Stock Units vested and were converted into shares of common stock (on a 1-for-1 basis) upon the reporting person's termination of service from the board of directors.
/s/ Estate of Charles H. Black
2014-05-05