0001181431-14-002138.txt : 20140110 0001181431-14-002138.hdr.sgml : 20140110 20140110164345 ACCESSION NUMBER: 0001181431-14-002138 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140110 DATE AS OF CHANGE: 20140110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP CENTRAL INDEX KEY: 0001047884 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522059785 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-4493 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAINES HEATHER U CENTRAL INDEX KEY: 0001209604 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13709 FILM NUMBER: 14522307 MAIL ADDRESS: STREET 1: 1299 OCEAN AVE. STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 5 1 rrd399595.xml FORM 5 HEATHER U. BAINES 12-31-13 X0306 5 2013-12-31 0 0 0 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001209604 BAINES HEATHER U C/O ANWORTH MORTGAGE ASSET CORPORATION 1299 OCEAN AVENUE, SECOND FLOOR SANTA MONICA CA 90401 0 1 0 0 Executive Vice President Common Stock 2013-12-31 5 J 0 16019 A 1235294 D Common Stock 62500 I By spouse Common Stock 33700 I By spouse These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2013. Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams. Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests. Shares held by the McAdams Foundation, of which Mr. McAdams is a director. /s/ Heather U. Baines 2014-01-10