0001181431-14-002138.txt : 20140110
0001181431-14-002138.hdr.sgml : 20140110
20140110164345
ACCESSION NUMBER: 0001181431-14-002138
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140110
DATE AS OF CHANGE: 20140110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAINES HEATHER U
CENTRAL INDEX KEY: 0001209604
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 14522307
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVE.
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
5
1
rrd399595.xml
FORM 5 HEATHER U. BAINES 12-31-13
X0306
5
2013-12-31
0
0
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001209604
BAINES HEATHER U
C/O ANWORTH MORTGAGE ASSET CORPORATION
1299 OCEAN AVENUE, SECOND FLOOR
SANTA MONICA
CA
90401
0
1
0
0
Executive Vice President
Common Stock
2013-12-31
5
J
0
16019
A
1235294
D
Common Stock
62500
I
By spouse
Common Stock
33700
I
By spouse
These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2013.
Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests.
Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
/s/ Heather U. Baines
2014-01-10