0001181431-11-039635.txt : 20110705 0001181431-11-039635.hdr.sgml : 20110704 20110705141621 ACCESSION NUMBER: 0001181431-11-039635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110705 DATE AS OF CHANGE: 20110705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AULT LEE A III CENTRAL INDEX KEY: 0001187338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13709 FILM NUMBER: 11948959 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP CENTRAL INDEX KEY: 0001047884 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522059785 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-4493 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 4 1 rrd316881.xml FORM 4 LEE AULT 2011 PHANTOM STOCK GRANT X0303 4 2011-07-01 0 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001187338 AULT LEE A III C/O ANWORTH MORTGAGE ASSET CORPORATION 1299 OCEAN AVENUE, SECOND FLOOR SANTA MONICA CA 90401 1 0 0 0 Common Stock 42000 D Restricted Stock Unit 2011-07-01 4 A 0 2000 A Common Stock 2000 6000 D Stock Option (right to buy) 11.25 2003-10-14 2012-10-14 Common Stock 10000 10000 D Stock Option (right to buy) 13.80 2004-05-01 2013-05-01 Common Stock 12100 12100 D 1-for-1. The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. Granted to the reporting person in consideration for their continued service on the board of directors. /s/ Lee A. Ault III 2011-07-05