0001181431-11-039635.txt : 20110705
0001181431-11-039635.hdr.sgml : 20110704
20110705141621
ACCESSION NUMBER: 0001181431-11-039635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110705
DATE AS OF CHANGE: 20110705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AULT LEE A III
CENTRAL INDEX KEY: 0001187338
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 11948959
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4
1
rrd316881.xml
FORM 4 LEE AULT 2011 PHANTOM STOCK GRANT
X0303
4
2011-07-01
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001187338
AULT LEE A III
C/O ANWORTH MORTGAGE ASSET CORPORATION
1299 OCEAN AVENUE, SECOND FLOOR
SANTA MONICA
CA
90401
1
0
0
0
Common Stock
42000
D
Restricted Stock Unit
2011-07-01
4
A
0
2000
A
Common Stock
2000
6000
D
Stock Option (right to buy)
11.25
2003-10-14
2012-10-14
Common Stock
10000
10000
D
Stock Option (right to buy)
13.80
2004-05-01
2013-05-01
Common Stock
12100
12100
D
1-for-1.
The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
Granted to the reporting person in consideration for their continued service on the board of directors.
/s/ Lee A. Ault III
2011-07-05