0001179110-19-012591.txt : 20191210
0001179110-19-012591.hdr.sgml : 20191210
20191210170433
ACCESSION NUMBER: 0001179110-19-012591
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191206
FILED AS OF DATE: 20191210
DATE AS OF CHANGE: 20191210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Robert Craig
CENTRAL INDEX KEY: 0001330540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 191278296
MAIL ADDRESS:
STREET 1: ANWORTH MORTGAGE ASSET CORPORATION
STREET 2: 1299 OCEAN AVE., SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4
1
edgar.xml
FORM 4 -
X0306
4
2019-12-06
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001330540
Davis Robert Craig
1299 OCEAN AVENUE, 2ND FL.
SANTA MONICA
CA
90401
1
0
0
0
Common Stock
40000
D
Series A Cumulative Preferred Stock
2019-12-06
4
P
0
1500
26.15
A
1500
D
Series A Cumulative Preferred Stock
2019-12-09
4
P
0
500
26.15
A
2000
D
Restricted Stock Unit
Common Stock
22000
22000
D
Series B Cumulative Convertible Preferred Stock
Common Stock
22152
4000
D
1-for-1.
The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 5.5379 per share.
Immediately exercisable.
The Series B Cumulative Convertible Preferred Stock has no expiration date.
/s/ Robert Craig Davis
2019-12-10