0001179110-18-009478.txt : 20180705
0001179110-18-009478.hdr.sgml : 20180705
20180705160827
ACCESSION NUMBER: 0001179110-18-009478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180702
FILED AS OF DATE: 20180705
DATE AS OF CHANGE: 20180705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Robert Craig
CENTRAL INDEX KEY: 0001330540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 18940654
MAIL ADDRESS:
STREET 1: ANWORTH MORTGAGE ASSET CORPORATION
STREET 2: 1299 OCEAN AVE., SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4
1
edgar.xml
FORM 4 -
X0306
4
2018-07-02
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001330540
Davis Robert Craig
1299 OCEAN AVENUE, 2ND FL.
SANTA MONICA
CA
90401
1
0
0
0
Common Stock
40000
D
Restricted Stock Unit
2018-07-02
4
A
0
2000
A
Common Stock
2000
20000
D
Series B Cumulative Convertible Preferred Stock
10.50
Common Stock
20408
4000
D
1-for-1.
The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
Granted to the reporting person for his continued service on the board of directors.
The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 5.1021 per share.
Immediately exercisable.
The Series B Cumulative Convertible Preferred Stock has no expiration date.
/s/ Robert Craig Davis
2018-07-05