0001179110-18-009476.txt : 20180705
0001179110-18-009476.hdr.sgml : 20180705
20180705160641
ACCESSION NUMBER: 0001179110-18-009476
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180702
FILED AS OF DATE: 20180705
DATE AS OF CHANGE: 20180705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS JOE E
CENTRAL INDEX KEY: 0001063480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 18940635
MAIL ADDRESS:
STREET 1: 3436 CARIBETH DR
CITY: ENCINO
STATE: CA
ZIP: 91436
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4
1
edgar.xml
FORM 4 -
X0306
4
2018-07-02
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001063480
DAVIS JOE E
1299 OCEAN AVENUE, 2ND FL.
SANTA MONICA
CA
90401
1
0
0
0
Common Stock
15582
D
Restricted Stock Unit
2018-07-02
4
A
0
2000
A
Common Stock
2000
20000
D
Series B Cumulative Convertible Preferred Stock
10.50
Common Stock
15306
3000
D
1-for-1.
Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
Granted to the reporting person for his continued service on the board of directors.
The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, as copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 5.1021 per share.
Immediately exercisable.
The Series B Cumulative Convertible Preferred Stock has no expiration date.
/s/ Joe E. Davis
2018-07-05