0001179110-18-009474.txt : 20180705 0001179110-18-009474.hdr.sgml : 20180705 20180705160535 ACCESSION NUMBER: 0001179110-18-009474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AULT LEE A III CENTRAL INDEX KEY: 0001187338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13709 FILM NUMBER: 18940616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP CENTRAL INDEX KEY: 0001047884 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522059785 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SECOND FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-4493 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SECOND FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 4 1 edgar.xml FORM 4 - X0306 4 2018-07-02 0 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001187338 AULT LEE A III 1299 OCEAN AVE., 2ND FL. SANTA MONICA CA 90401 1 0 0 0 Common Stock 83000 D Restricted Stock Unit 2018-07-02 4 A 0 2000 A Common Stock 2000 20000 D 1-for-1. The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. Granted to the reporting person for his continued service on the board of directors. /s/ Lee A. Ault III 2018-07-05