0001179110-17-015659.txt : 20171219
0001179110-17-015659.hdr.sgml : 20171219
20171219174028
ACCESSION NUMBER: 0001179110-17-015659
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171215
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCADAMS JOSEPH E
CENTRAL INDEX KEY: 0001209603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13709
FILM NUMBER: 171265083
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVE.
STREET 2: SUITE 250
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP
CENTRAL INDEX KEY: 0001047884
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 522059785
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-4493
MAIL ADDRESS:
STREET 1: 1299 OCEAN AVENUE
STREET 2: SECOND FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4
1
edgar.xml
FORM 4 -
X0306
4
2017-12-15
0
0001047884
ANWORTH MORTGAGE ASSET CORP
ANH
0001209603
MCADAMS JOSEPH E
1299 OCEAN AVENUE, 2ND FL.
SANTA MONICA
CA
90401
1
1
0
0
President & CIO
Common Stock
262096
D
Common Stock
33700
I
McAdams Foundation
Restricted Stock Unit
2017-12-15
4
A
0
42402
5.66
A
Common Stock
42402
81112
D
Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
1-for-1.
The Restricted Stock Units are not vested at the Grant Date. During the period commencing on the day immediately following the three (3) year anniversary of the Grant Date and ending on the ten (10) year anniversary of the Grant Date, the Restricted Stock Units shall vest on the last day of any month when the total return to stockholders (meaning the aggregate of Common Stock price appreciation and dividends declared, assuming full reinvestment of dividends) exceeds 10% per annum. Also, during the period commencing on the Grant Date and ending on the last day of the calendar month after the three (3) year anniversary of the Grant Date, the Restricted Stock Units shall vest immediately upon the Grantee's involuntary termination of service for any reason other than for Cause. In regards to this grant of Restricted Stock Units, no common shares will be issued until the Units vest.
/s/ Joseph E. McAdams
2017-12-19