-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LigpHW1dIWdyjqP6oa6RUOYDFotQshSr6GVqfF0kFm97twPCcH9CwwuHq8ctIcxm omYLKbG48m0dF741D9f4sQ== 0001047884-09-000011.txt : 20090714 0001047884-09-000011.hdr.sgml : 20090714 20090714135833 ACCESSION NUMBER: 0001047884-09-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090710 FILED AS OF DATE: 20090714 DATE AS OF CHANGE: 20090714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Robert Craig CENTRAL INDEX KEY: 0001330540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13709 FILM NUMBER: 09943578 MAIL ADDRESS: STREET 1: ANWORTH MORTGAGE ASSET CORPORATION STREET 2: 1299 OCEAN AVE., SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANWORTH MORTGAGE ASSET CORP CENTRAL INDEX KEY: 0001047884 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 522059785 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-4493 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 250 CITY: SANTA MONICA STATE: CA ZIP: 90401 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-10 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001330540 Davis Robert Craig C/O ANWORTH MORTGAGE ASSET CORPORATION 1299 OCEAN AVENUE, SECOND FLOOR SANTA MONICA CA 90401 1 0 0 0 Common Stock 10000 D Common Stock 10000 I By spouse Series A Cumulative Preferred Stock 1000 I By Marjorie L. Davis Family Trust Series A Cumulative Preferred Stock 1700 I By spouse Restricted Stock Unit 2009-07-10 4 A 0 2000 A Common Stock 2000 2000 D Series B Cumulative Convertible Preferred Stock 10.50 Common Stock 9523 4000 D Series B Cumulative Convertible Preferred Stock 10.50 Common Stock 3820 1500 I By spouse His spouse, Karen A. Davis, is a Trustee of the Patricia M. Curtis Trust, through which these shares were acquired. Mr. Davis has investment control through a power of attorney for trust transactions for the Marjorie L. Davis Family Trust and is a beneficiary of the Trust. 1-for1. The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. Granted to the reporting person in consideration for their continued service on the board of directors. The Series B Cumulative Convertible Preferred Stock is convertible into Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. Immediately exercisable. The Series B Cumulative Convertible Preferred Stock has no expiration date. /s/ Robert Craig Davis 2009-07-14 -----END PRIVACY-ENHANCED MESSAGE-----