0001209191-15-076286.txt : 20151020 0001209191-15-076286.hdr.sgml : 20151020 20151020165849 ACCESSION NUMBER: 0001209191-15-076286 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151009 FILED AS OF DATE: 20151020 DATE AS OF CHANGE: 20151020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTEVA, INC. CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 877-258-3722 MAIL ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 FORMER COMPANY: FORMER CONFORMED NAME: WARWICK VALLEY TELEPHONE CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McHugh Andrea E. CENTRAL INDEX KEY: 0001656247 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 151166761 MAIL ADDRESS: STREET 1: C/O ALTEVA, INC. STREET 2: 400 MARKET STREET, SUITE 1100 CITY: PHILADELPHIA STATE: PA ZIP: 19106 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-10-09 0 0000104777 ALTEVA, INC. ALTV 0001656247 McHugh Andrea E. C/O ALTEVA, INC. 400 MARKET ST, SUITE 1100 PHILADELPHIA PA 19106 0 1 0 0 Interim CFO Common Shares 5875 D Employee Stock Option (Right to Buy) 9.90 2023-03-22 Common Stock 5000 D This option shall vest and becom exercisable as follows; (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Ms. McHugh continuous employment with the Company. /s/Andrea E. Mchugh 2015-10-20