0001209191-15-017296.txt : 20150223 0001209191-15-017296.hdr.sgml : 20150223 20150223170858 ACCESSION NUMBER: 0001209191-15-017296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150219 FILED AS OF DATE: 20150223 DATE AS OF CHANGE: 20150223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTEVA, INC. CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 877-258-3722 MAIL ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 FORMER COMPANY: FORMER CONFORMED NAME: WARWICK VALLEY TELEPHONE CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birnie William K. CENTRAL INDEX KEY: 0001603295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 15640557 MAIL ADDRESS: STREET 1: C/O ALTEVA STREET 2: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-19 0 0000104777 ALTEVA, INC. ALTV 0001603295 Birnie William K. C/O ALTEVA, INC. 401 MARKET STREET PHILADELPHIA PA 19106 0 1 0 0 Executive VP-Chief Marketing Common Stock 2015-02-19 4 A 0 5913 0.00 A 27936 D Employee Stock Option (Right to Buy) 9.90 2023-03-22 Common Stock 13000 13000 D This restricted stock award was granted under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. This option was previously reported by Mr. Birnie and shall vest and become exercisable as follows, (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Mr. Birnie's continuous employment with the Company. This corrects the number of options awarded, previously reported as 17,000 on March 22, 2013. /s/William K. Birnie 2015-02-23