0001209191-14-023058.txt : 20140325
0001209191-14-023058.hdr.sgml : 20140325
20140325211551
ACCESSION NUMBER: 0001209191-14-023058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130322
FILED AS OF DATE: 20140325
DATE AS OF CHANGE: 20140325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALTEVA, INC.
CENTRAL INDEX KEY: 0000104777
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 141160510
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1220
BUSINESS ADDRESS:
STREET 1: 401 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19106
BUSINESS PHONE: 877-258-3722
MAIL ADDRESS:
STREET 1: 401 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19106
FORMER COMPANY:
FORMER CONFORMED NAME: WARWICK VALLEY TELEPHONE CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mardoqueo Marquez Jr
CENTRAL INDEX KEY: 0001603282
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35724
FILM NUMBER: 14717219
MAIL ADDRESS:
STREET 1: C/O ALTEVA
STREET 2: 401 MARKET STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19106
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-03-22
0
0000104777
ALTEVA, INC.
ALTV
0001603282
Mardoqueo Marquez Jr
C/O ALTEVA, INC.
401 MARKET STREET
PHILADELPHIA
PA
19106
0
1
0
0
Executive VP-Chief Network
Common Stock
2013-03-22
4
A
0
25000
0.00
A
26852
D
Common Stock
2014-02-24
4
F
0
239
9.02
D
26613
D
Common Stock
2014-03-22
4
F
0
3208
8.75
D
23405
D
Employee Stock Option (Right to Buy)
9.90
2013-03-22
4
A
0
17000
0.00
A
2013-03-22
2023-03-22
Common
17000
24409
D
This restricted stock award was granted under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3.
Securities for payment of tax liability associated with vesting of securities issued under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in accordance with Rule 16b-3.
This option was granted under the Amended and Restated Warwick Valley Telephone Company 3008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows; (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Mr. Marquez' continuous employment with the Company.
/s/Mardoqueo Marquez, Jr.
2014-03-25