0001209191-14-023058.txt : 20140325 0001209191-14-023058.hdr.sgml : 20140325 20140325211551 ACCESSION NUMBER: 0001209191-14-023058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130322 FILED AS OF DATE: 20140325 DATE AS OF CHANGE: 20140325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTEVA, INC. CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 877-258-3722 MAIL ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 FORMER COMPANY: FORMER CONFORMED NAME: WARWICK VALLEY TELEPHONE CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mardoqueo Marquez Jr CENTRAL INDEX KEY: 0001603282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 14717219 MAIL ADDRESS: STREET 1: C/O ALTEVA STREET 2: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-22 0 0000104777 ALTEVA, INC. ALTV 0001603282 Mardoqueo Marquez Jr C/O ALTEVA, INC. 401 MARKET STREET PHILADELPHIA PA 19106 0 1 0 0 Executive VP-Chief Network Common Stock 2013-03-22 4 A 0 25000 0.00 A 26852 D Common Stock 2014-02-24 4 F 0 239 9.02 D 26613 D Common Stock 2014-03-22 4 F 0 3208 8.75 D 23405 D Employee Stock Option (Right to Buy) 9.90 2013-03-22 4 A 0 17000 0.00 A 2013-03-22 2023-03-22 Common 17000 24409 D This restricted stock award was granted under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. Securities for payment of tax liability associated with vesting of securities issued under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in accordance with Rule 16b-3. This option was granted under the Amended and Restated Warwick Valley Telephone Company 3008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows; (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Mr. Marquez' continuous employment with the Company. /s/Mardoqueo Marquez, Jr. 2014-03-25