0001209191-14-020291.txt : 20140313 0001209191-14-020291.hdr.sgml : 20140313 20140313161752 ACCESSION NUMBER: 0001209191-14-020291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140311 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTEVA, INC. CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 877-258-3722 MAIL ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 FORMER COMPANY: FORMER CONFORMED NAME: WARWICK VALLEY TELEPHONE CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Callahan Brian H. CENTRAL INDEX KEY: 0001556205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 14691206 MAIL ADDRESS: STREET 1: C/O WARWICK VALLEY TELEPHONE COMPANY STREET 2: 47 MAIN STREET CITY: WARWICK STATE: NY ZIP: 10990 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-11 0 0000104777 ALTEVA, INC. ALTV 0001556205 Callahan Brian H. C/O ALTEVA 401 MARKET STREET PHILADELPHIA PA 19106 0 1 0 0 Executive Vice President-CFO Common Stock 2014-03-11 4 F 0 893 8.75 D 33942 D Employee Stock Option (Right to Buy) 9.90 2023-03-22 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 10.80 2023-03-11 Common Stock 9500 9500 D Securities for payment of tax liability associated with vesting of securities issued under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in accordance with Rule 16b-3. This option was previously reported by Mr. Callahan and shall vest and become exercisable as follows: (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement, assuming Mr. Callahan's continuous employment with the Company. /s/ Brian H. Callahan 2014-03-11