0001209191-13-041179.txt : 20130816 0001209191-13-041179.hdr.sgml : 20130816 20130816170213 ACCESSION NUMBER: 0001209191-13-041179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130816 FILED AS OF DATE: 20130816 DATE AS OF CHANGE: 20130816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTEVA, INC. CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 877-258-3722 MAIL ADDRESS: STREET 1: 401 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 FORMER COMPANY: FORMER CONFORMED NAME: WARWICK VALLEY TELEPHONE CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cuthbert David CENTRAL INDEX KEY: 0001527990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 131046026 MAIL ADDRESS: STREET 1: 58 FORAGE DRIVE CITY: MICKLETON STATE: NJ ZIP: 08056 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-16 0 0000104777 ALTEVA, INC. ALTV 0001527990 Cuthbert David ALTEVA, INC. 401 MARKET STREET WARWICK PA 19106 1 1 0 0 President & CEO Common Shares 2013-08-16 4 P 0 400 7.42 A 155526 D Common Shares 2013-08-16 4 P 0 200 7.41 A 155726 D Employee Stock Option (Right to Buy) 10.65 2013-03-13 2023-03-13 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 14.38 2022-02-24 Common Stock 18523 18523 D This option was previously reported by Mr. Cuthbert. This option was previously reported by Mr. Cuthbert and is exercisable as follows: 6,175 on 2/24/2013, 6,175 on 2/24/2014 and 6,173 on 2/24/2015, assuming Mr. Cuthbert's continuous employment with the Company. /s/David Cuthbert 2013-08-16