0001209191-13-018629.txt : 20130327 0001209191-13-018629.hdr.sgml : 20130327 20130327172136 ACCESSION NUMBER: 0001209191-13-018629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130325 FILED AS OF DATE: 20130327 DATE AS OF CHANGE: 20130327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Albro Duane W CENTRAL INDEX KEY: 0001397269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 13720811 MAIL ADDRESS: STREET 1: 30 CEDAR LANE CITY: BABYLON STATE: NY ZIP: 11702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-25 0 0000104777 WARWICK VALLEY TELEPHONE CO ALTV 0001397269 Albro Duane W 47 MAIN STREET PO BOX 592 WARWICK NY 10990 1 0 0 0 Common Shares 2013-03-25 4 S 0 6474 9.624 D 76839 D Common Shares 2996.9799 I 401(k) Plan Employee Stock Option (Right to Buy) 10.78 2011-09-08 2018-09-08 Common Stock 15166 15166 D Employee Stock Option (Right to Buy) 10.02 2019-03-20 Common Stock 4051 4051 D Employee Stock Option (Right to Buy) 12.88 2020-02-23 Common Stock 15816 15816 D Employee Stock Option (Right to Buy) 14.85 2021-03-09 Common Stock 83010 83010 D Employee Stock Option (Right to Buy) 14.38 2022-02-24 Common Stock 33711 33711 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.21 to $9.90. Mr. Albro undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. This option was previously reported by Mr. Albro. This option was previously reported by Mr. Albro and is exercisable as follows: 4,052 shares on 3/20/2010, 4,052 shares on 3/20/2011 and 4,051 shares on 3/20/2012, assuming Mr. Albro's continuous employment with the Company. This option was previously reported by Mr. Albro and is exercisable as follows: 7,908 shares on 2/23/2011, 7,908 shares on 2/23/2012, and 7,908 shares on 2/23/2013, assuming Mr. Albro's continuous employment with the Company. This option was previously reported by Mr. Albro and is exercisable as follows: 27,670 shares on 3/9/2012, 27,670 shares on 3/9/2013, and 27,670 shares on 3/9/2014, assuming Mr. Albro's continuous employment with the Company. This option was previously reported by Mr. Albro and is exercisable as follows: 11,237 shares on 2/24/2013, 11,237 shares on 2/24/2014, and 11,237 shares on 2/24/2015, assuming Mr. Albro's continuous employment with the Company. /s/Dorinda M. Masker, on behalf of Duane W. Albro, Pursuant to Power of Attorney 2013-03-27