0001209191-13-018629.txt : 20130327
0001209191-13-018629.hdr.sgml : 20130327
20130327172136
ACCESSION NUMBER: 0001209191-13-018629
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130325
FILED AS OF DATE: 20130327
DATE AS OF CHANGE: 20130327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Albro Duane W
CENTRAL INDEX KEY: 0001397269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35724
FILM NUMBER: 13720811
MAIL ADDRESS:
STREET 1: 30 CEDAR LANE
CITY: BABYLON
STATE: NY
ZIP: 11702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO
CENTRAL INDEX KEY: 0000104777
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 141160510
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1220
BUSINESS ADDRESS:
STREET 1: 47 49 MAIN ST
CITY: WARWICK
STATE: NY
ZIP: 10990
BUSINESS PHONE: 9149861101
MAIL ADDRESS:
STREET 1: 47 49 MAIN ST
STREET 2: PO BOX 592
CITY: WARWICK
STATE: NY
ZIP: 10990
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-03-25
0
0000104777
WARWICK VALLEY TELEPHONE CO
ALTV
0001397269
Albro Duane W
47 MAIN STREET
PO BOX 592
WARWICK
NY
10990
1
0
0
0
Common Shares
2013-03-25
4
S
0
6474
9.624
D
76839
D
Common Shares
2996.9799
I
401(k) Plan
Employee Stock Option (Right to Buy)
10.78
2011-09-08
2018-09-08
Common Stock
15166
15166
D
Employee Stock Option (Right to Buy)
10.02
2019-03-20
Common Stock
4051
4051
D
Employee Stock Option (Right to Buy)
12.88
2020-02-23
Common Stock
15816
15816
D
Employee Stock Option (Right to Buy)
14.85
2021-03-09
Common Stock
83010
83010
D
Employee Stock Option (Right to Buy)
14.38
2022-02-24
Common Stock
33711
33711
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.21 to $9.90. Mr. Albro undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
This option was previously reported by Mr. Albro.
This option was previously reported by Mr. Albro and is exercisable as follows: 4,052 shares on 3/20/2010, 4,052 shares on 3/20/2011 and 4,051 shares on 3/20/2012, assuming Mr. Albro's continuous employment with the Company.
This option was previously reported by Mr. Albro and is exercisable as follows: 7,908 shares on 2/23/2011, 7,908 shares on 2/23/2012, and 7,908 shares on 2/23/2013, assuming Mr. Albro's continuous employment with the Company.
This option was previously reported by Mr. Albro and is exercisable as follows: 27,670 shares on 3/9/2012, 27,670 shares on 3/9/2013, and 27,670 shares on 3/9/2014, assuming Mr. Albro's continuous employment with the Company.
This option was previously reported by Mr. Albro and is exercisable as follows: 11,237 shares on 2/24/2013, 11,237 shares on 2/24/2014, and 11,237 shares on 2/24/2015, assuming Mr. Albro's continuous employment with the Company.
/s/Dorinda M. Masker, on behalf of Duane W. Albro, Pursuant to Power of Attorney
2013-03-27