0001209191-13-018423.txt : 20130326 0001209191-13-018423.hdr.sgml : 20130326 20130326161604 ACCESSION NUMBER: 0001209191-13-018423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130322 FILED AS OF DATE: 20130326 DATE AS OF CHANGE: 20130326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Jennifer M. CENTRAL INDEX KEY: 0001572884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 13717065 MAIL ADDRESS: STREET 1: C/O WARWICK VALLEY TELEPHONE COMPANY STREET 2: 47 MAIN STREET CITY: WARWICK STATE: NY ZIP: 10990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-22 0 0000104777 WARWICK VALLEY TELEPHONE CO ALTV 0001572884 Brown Jennifer M. C/O WARWICK VALLEY TELEPHONE CO. 47 MAIN STREET WARWICK NY 10990 0 1 0 0 EVP-CAO, Corporate Secretary Common 2013-03-22 4 A 0 32500 0.00 A 32500 D Employees Stock Option (Right to Buy) 9.90 2013-03-22 4 A 0 45000 0.00 A 2023-03-22 Common Stock 45000 45000 D This restricted stock award was granted under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The option shall vest and become exercisable as follows, with any fractional share resulting from such proration vesting on the third anniversary: (i) one third of the shares subject to the stock option upon the date that is one year from the date of the agreement if the participant continues to be employed by the Company on such date; (ii) an additional one-third of the shares subject to the stock option upon the date that is two years from the date of the agreement if the participant continues to be employed by the Company on such date; and (iii) the remaining one-third of the shares subject to the stock option upon the date that is three years from the date of the agreement if the participant continues to be employed by the company on such date. /s/Jennifer M. Brown 2013-03-25