0001209191-13-016959.txt : 20130315 0001209191-13-016959.hdr.sgml : 20130315 20130315175500 ACCESSION NUMBER: 0001209191-13-016959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130313 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cuthbert David CENTRAL INDEX KEY: 0001527990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35724 FILM NUMBER: 13695465 MAIL ADDRESS: STREET 1: 58 FORAGE DRIVE CITY: MICKLETON STATE: NJ ZIP: 08056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-13 0 0000104777 WARWICK VALLEY TELEPHONE CO ALTV 0001527990 Cuthbert David C/O WARWICK VALLEY TELEPHONE COMPANY 47 MAIN STREET WARWICK NY 10990 1 1 0 0 President & CEO Common Shares 2013-03-13 4 A 0 150000 0.00 A 153226 D Employee Stock Option (Right to Buy) 10.65 2013-03-13 4 A 0 75000 0.00 A 2013-03-13 2023-03-13 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 14.38 2022-02-24 Common Stock 18523 18523 D This restricted stock award was granted under the Amended and Restated Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. This option was granted under the Amended and Restated Warwick Valley Telephone Company 2008 Long term Incentive Plan in a transaction exempt under Rule 16b-3. This option was previously reported by Mr. Cuthbert and is exercisable as follows: 6,175 on 2/24/2013, 6,175 on 2/24/2014 and 6,173 on 2/24/2015, assuming Mr. Cuthbert's continuous employment with the Company. /s/David Cuthbert 2013-03-15