0001209191-11-044310.txt : 20110815 0001209191-11-044310.hdr.sgml : 20110815 20110815184524 ACCESSION NUMBER: 0001209191-11-044310 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110805 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mercer John S CENTRAL INDEX KEY: 0001527985 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11174 FILM NUMBER: 111038351 MAIL ADDRESS: STREET 1: 106 SNOWBERRY LANE CITY: CAMILLUS STATE: NY ZIP: 13031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 3 1 doc3.xml FORM 3 SUBMISSION X0204 3 2011-08-05 0 0000104777 WARWICK VALLEY TELEPHONE CO WWVY 0001527985 Mercer John S 106 SNOWBERRY LANE CAMILLUS NY 13031 0 1 0 0 Executive Vice President, CTO Common Shares 7760 D Employee Stock Option (Right to Buy) 11.20 2019-04-27 Common Stock 7517 D Employee Stock Option (Right to Buy) 12.88 2020-02-23 Common Stock 2640 D Employee Stock Option (Right to Buy) 14.70 2021-02-25 Common Stock 4561 D This restricted stock award was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 2,506 shares on 4/27/2010, 2,506 shares on 4/27/2011, and 2,505 shares on 4/27/2012, assuming Mr. Mercer's continuous employment with the Company. This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 880 shares on 2/23/2011, 880 shares on 2/23/2012, and 880 shares on 2/23/2013, assuming Mr. Mercer's continuous employment with the Company. This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 1,520 shares on 2/25/2012, 1,520 shares on 2/25/2013, and 1,521 shares on 2/25/2014, assuming Mr. Mercer's continuous employment with the Company. /s/John S. Mercer 2011-08-15