0001209191-11-020137.txt : 20110330 0001209191-11-020137.hdr.sgml : 20110330 20110330162930 ACCESSION NUMBER: 0001209191-11-020137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110323 FILED AS OF DATE: 20110330 DATE AS OF CHANGE: 20110330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Albro Duane W CENTRAL INDEX KEY: 0001397269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11174 FILM NUMBER: 11722448 MAIL ADDRESS: STREET 1: 30 CEDAR LANE CITY: BABYLON STATE: NY ZIP: 11702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-23 0 0000104777 WARWICK VALLEY TELEPHONE CO WWVY 0001397269 Albro Duane W 30 CEDAR LANE BABYLON NY 11702 1 1 0 0 President & CEO Common Shares 2011-03-23 4 M 0 30334 10.78 A 61105 D Common Shares 2011-03-23 4 M 0 8104 10.02 A 69209 D Common Shares 2011-03-23 4 M 0 7908 12.88 A 77117 D Common Shares 2011-03-23 4 F 0 39344 15.00 D 37773 D Common Shares 2996.9799 I 401(k) Plan Employee Stock Option (Right to Buy) 10.78 2011-03-23 4 M 0 30334 0.00 D 2018-09-08 Common Stock 45500 15166 D Employee Stock Option (Right to Buy) 10.02 2011-03-23 4 M 0 8104 0.00 D 2018-09-08 Common Stock 12155 4051 D Employee Stock Option (Right to Buy) 12.88 2011-03-23 4 M 0 7908 0.00 D 2020-02-23 Common Stock 23724 15816 D Employee Stock Option (Right to Buy) 14.85 2021-03-09 Common Stock 83010 83010 D This option was previously reported by Mr. Albro and is exercisable as follows: 15,167 shares on 9/08/2009, 15,167 shares on 9/08/2010 and 15,166 shares on 9/08/2011, assuming Mr. Albro's continuous employment with the Company. This option was previously reported by Mr. Albro and is exercisable as follows: 4,052 shares on 3/20/2010, 4,052 shares on 3/20/2011 and 4,051 shares on 3/20/2012, assuming Mr. Albro's continuous employment with the Company. This option was previously reported by Mr. Albro and is exercisable as follows: 7,908 shares on 2/23/2011, 7,908 shares on 2/23/2012, and 7,908 shares on 2/23/2013, assuming Mr. Albro's continuous employment with the Company. This option was granted under the Warwick Valley Telephone Company 2008 Long Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 27,670 shares on 3/9/2012, 27,670 shares on 3/9/2013, and 27,670 shares on 3/9/2014, assuming Mr. Albro's continuous employment with the Company. /s/Dorinda M. Masker, on behalf of Duane W. Albro, Pursuant to Power of Attorney 2011-03-30