0001209191-11-020086.txt : 20110330 0001209191-11-020086.hdr.sgml : 20110330 20110330114540 ACCESSION NUMBER: 0001209191-11-020086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110320 FILED AS OF DATE: 20110330 DATE AS OF CHANGE: 20110330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volz Kenneth H CENTRAL INDEX KEY: 0001388048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11174 FILM NUMBER: 11720987 MAIL ADDRESS: STREET 1: 2875 CRABTREE LANE CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-20 0 0000104777 WARWICK VALLEY TELEPHONE CO WWVY 0001388048 Volz Kenneth H 2875 CRAB TREE LANE NORTHBROOK IL 600062 0 1 0 0 Executive Vice President & CFO Common Shares 2011-03-20 4 F 0 542 14.90 D 19594 D Common Shares 2965 I Spouse Employee Stock Option (Right to Buy) 10.78 2018-09-08 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 10.02 2019-03-20 Common Stock 18793 18793 D Employee Stock Option (Right to Buy) 12.88 2020-02-23 Common Stock 13180 13180 D Employee Stock Option (Right to Buy) 14.85 2021-03-09 Common Stock 45610 45610 D This option was previously reported by Mr. Volz and is exercisable as follows: 8,333 shares on 9/08/2009, 8,333 shares on 9/08/2010, and 8,334 shares on 9/08/2011, assuming Mr. Volz's continuous employment with the Company. This options was previously reported by Mr. Volz and is exercisable as follows: 6,264 shares on 3/20/2010, 6,264 shares on 3/20/2011, and 6,265 shares on 3/20/2012, assuming Mr. Volz's continuous employment with the Company. This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 4,393 shares on 2/23/2011, 4,393 shares on 2/23/2012, and 4,394 shares on 2/23/2013, assuming Mr. Volz's continuous employment with the Company. This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 15,203 shares on 03/09/2012, 15,203 shares on 03/09/2013, and 15,204 shares on 03/09/2014, assuming Mr. Volz's continuous employment with the Company. /s/Dorinda M. Masker, on behalf of Kenneth H. Volz, Pursuant to Power of Attorney 2011-03-30