0001209191-11-017963.txt : 20110315
0001209191-11-017963.hdr.sgml : 20110315
20110315124443
ACCESSION NUMBER: 0001209191-11-017963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110309
FILED AS OF DATE: 20110315
DATE AS OF CHANGE: 20110315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volz Kenneth H
CENTRAL INDEX KEY: 0001388048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11174
FILM NUMBER: 11687868
MAIL ADDRESS:
STREET 1: 2875 CRABTREE LANE
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO
CENTRAL INDEX KEY: 0000104777
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 141160510
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1220
BUSINESS ADDRESS:
STREET 1: 47 49 MAIN ST
CITY: WARWICK
STATE: NY
ZIP: 10990
BUSINESS PHONE: 9149861101
MAIL ADDRESS:
STREET 1: 47 49 MAIN ST
STREET 2: PO BOX 592
CITY: WARWICK
STATE: NY
ZIP: 10990
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-03-09
0
0000104777
WARWICK VALLEY TELEPHONE CO
WWVY
0001388048
Volz Kenneth H
2875 CRAB TREE LANE
NORTHBROOK
IL
600062
0
1
0
0
Executive Vice President & CFO
Common Shares
2011-03-09
4
A
0
9122
0.00
A
20099
D
Common Shares
2965
I
Spouse
Employee Stock Option (Right to Buy)
10.78
2018-09-08
Common Stock
25000
25000
D
Employee Stock Option (Right to Buy)
10.02
2019-03-20
Common Stock
18793
18793
D
Employee Stock Option (Right to Buy)
12.88
2020-02-23
Common Stock
13180
13180
D
Employee Stock Option (Right to Buy)
14.85
2011-03-09
4
A
0
45610
0.00
A
2021-03-09
Common Stock
45610
45610
D
This restricted stock award was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt undre Rule 16b-3.
This option was previously reported by Mr. Volz and is exercisable as follows: 8,333 shares on 9/08/2009, 8,333 shares on 9/08/2010, and 8,334 shares on 9/08/2011, assuming Mr. Volz's continuous employment with the Company.
This options was previously reported by Mr. Volz and is exercisable as follows: 6,264 shares on 3/20/2010, 6,264 shares on 3/20/2011, and 6,265 shares on 3/20/2012, assuming Mr. Volz's continuous employment with the Company.
This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 4,393 shares on 2/23/2011, 4,393 shares on 2/23/2012, and 4,394 shares on 2/23/2013, assuming Mr. Volz's continuous employment with the Company.
This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 15,203 shares on 03/09/2012, 15,203 shares on 03/09/2013, and 15,204 shares on 03/09/2014, assuming Mr. Volz's continuous employment with the Company.
/s/Dorinda M. Masker, on behalf of Kenneth H. Volz, Pursuant to Power of Attorney
2011-03-15