0001209191-11-017940.txt : 20110315
0001209191-11-017940.hdr.sgml : 20110315
20110315112130
ACCESSION NUMBER: 0001209191-11-017940
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110223
FILED AS OF DATE: 20110315
DATE AS OF CHANGE: 20110315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volz Kenneth H
CENTRAL INDEX KEY: 0001388048
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11174
FILM NUMBER: 11687604
MAIL ADDRESS:
STREET 1: 2875 CRABTREE LANE
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO
CENTRAL INDEX KEY: 0000104777
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 141160510
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1220
BUSINESS ADDRESS:
STREET 1: 47 49 MAIN ST
CITY: WARWICK
STATE: NY
ZIP: 10990
BUSINESS PHONE: 9149861101
MAIL ADDRESS:
STREET 1: 47 49 MAIN ST
STREET 2: PO BOX 592
CITY: WARWICK
STATE: NY
ZIP: 10990
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0303
4/A
2011-02-23
2011-03-15
0
0000104777
WARWICK VALLEY TELEPHONE CO
WWVY
0001388048
Volz Kenneth H
2875 CRAB TREE LANE
NORTHBROOK
IL
600062
0
1
0
0
Executive Vice President & CFO
Common Shares
2011-02-23
4
F
0
418
14.75
D
10977
D
Common Shares
2965
I
Spouse
Employee Stock Option (Right to Buy)
10.78
2018-09-08
Common Stock
25000
25000
D
Employee Stock Option (Right to Buy)
10.02
2019-03-20
Common Stock
18793
18793
D
Employee Stock Option (Right to Buy)
12.88
2010-02-23
4
A
0
13180
0.00
A
2020-02-23
Common Stock
13180
13180
D
This option was previously reported by Mr. Volz and is exercisable as follows: 8,333 shares on 9/08/2009, 8,333 shares on 9/08/2010, and 8,334 shares on 9/08/2011, assuming Mr. Volz's continuous employment with the Company.
This options was previously reported by Mr. Volz and is exercisable as follows: 6,264 shares on 3/20/2010, 6,264 shares on 3/20/2011, and 6,265 shares on 3/20/2012, assuming Mr. Volz's continuous employment with the Company.
This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 4,393 shares on 2/23/2011, 4,393 shares on 2/23/2012, and 4,394 shares on 2/23/2013, assuming Mr. Volz's continuous employment with the Company.
/s/Dorinda M. Masker, on behalf of Kenneth H. Volz, Pursuant to Power of Attorney
2011-03-15