-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IkmkBR35vpZrlpkahDvqCnhXD2wn1SBKdrTgEorKjdiNf/bqilqTyLE06K8FBzp8 LosKIhTnhGGqjO9AMG1Q/w== 0001209191-10-020076.txt : 20100402 0001209191-10-020076.hdr.sgml : 20100402 20100402123949 ACCESSION NUMBER: 0001209191-10-020076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100223 FILED AS OF DATE: 20100402 DATE AS OF CHANGE: 20100402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volz Kenneth H CENTRAL INDEX KEY: 0001388048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11174 FILM NUMBER: 10727378 MAIL ADDRESS: STREET 1: 2875 CRABTREE LANE CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-23 0 0000104777 WARWICK VALLEY TELEPHONE CO WWVY 0001388048 Volz Kenneth H 2875 CRAB TREE LANE NORTHBROOK IL 600062 0 1 0 0 Executive Vice President & CFO Common Shares 2010-02-23 4 A 0 2636 0.00 A 11395 D Common Shares 2965 I Spouse Employee Stock Option (Right to Buy) 10.78 2018-09-08 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 10.02 2019-03-20 Common Stock 18793 18793 D Employee Stock Option (Right to Buy) 12.88 2010-02-23 4 A 0 13180 0.00 A 2020-02-23 Common Stock 13180 13180 D This restricted stock award was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt undre Rule 16b-3. This option was previously reported by Mr. Volz and is exercisable as follows: 8,333 shares on 9/08/2009, 8,333 shares on 9/08/2010, and 8,334 shares on 9/08/2011, assuming Mr. Volz's continuous employment with the Company. This options was previously reported by Mr. Volz and is exercisable as follows: 6,264 shares on 3/20/2010, 6,264 shares on 3/20/2011, and 6,265 shares on 3/20/2012, assuming Mr. Volz's continuous employment with the Company. This option was granted under the Warwick Valley Telephone Company 2008 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and is exercisable as follows: 4,393 shares on 2/23/2011, 4,393 shares on 2/23/2012, and 4,394 shares on 2/23/2013, assuming Mr. Volz's continuous employment with the Company. /s/Dorinda M. Masker, on behalf of Kenneth H. Volz, Pursuant to Power of Attorney 2010-04-02 -----END PRIVACY-ENHANCED MESSAGE-----